Notice 11 Jul 2025 compliance, sec, regulations, financial services, fees, market, cat

💰Proposed CAT Fee Rule Changes Affect Industry Financials

The SEC has published a notice on a proposed rule change regarding the MIAX PEARL Exchange’s fee schedule for the Consolidated Audit Trail. The proposal aims to adjust fees for industry members based on budgeted costs for maintaining the national market system plan, impacting trading costs significantly.

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Notice 9 Jul 2025 compliance, exchange, regulation, securities, fees, financial, market, cat

💰Cboe EDGA Proposed Fee Change for Consolidated Audit Trail

The Securities and Exchange Commission published a notice about Cboe EDGA Exchange's proposed fee change for Industry Members, aimed at recovering costs associated with the Consolidated Audit Trail (CAT). The proposal details fee structures for the remainder of 2025, covering operational expenses that ensure compliance and data management under the CAT NMS Plan.

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Notice 12 Jun 2025 trading, regulations, securities, cboe, financial, market, options

📈Cboe BZX Proposes Changes to Opening Process for Options

The Securities and Exchange Commission is considering a rule change proposed by Cboe BZX Exchange to amend the opening process for simple orders in exclusively listed index option classes. This adjustment aims to enhance market efficiency by potentially reducing delays in trading openings, thus benefiting market participants.

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Notice 28 May 2025 compliance, trading, securities, financial regulations, fees, market

📈Cboe BZX Exchange Fee Schedule Amendments Overview

The Cboe BZX Exchange has proposed changes to its fee schedule, including updates to Add Volume Tiers and the introduction of a new Cross Asset Tier. These modifications aim to adjust rebate structures and criteria, fostering enhanced liquidity and order flow, and encouraging greater participation across exchange platforms.

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Notice 15 May 2025 exchange, regulation, securities, financial incentives, nasdaq, market, liquidity

💰Nasdaq Proposes New Fee Credits for Liquidity Providers

The Nasdaq Stock Market LLC proposed a rule change to amend its fee schedule, introducing new credits for members that exceed liquidity thresholds as designated liquidity providers for exchange-traded products. This initiative aims to enhance competitiveness and facilitate increased trading activity in specific securities, providing financial incentives to members.

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Notice 30 Apr 2025 compliance, trading, exchange, regulation, securities, market, equity, data feeds

📈MIAX Pearl Updates Data Feed Rules Following NYSE Texas Name Change

The Securities and Exchange Commission published a notice regarding MIAX Pearl's proposed rule change to amend Exchange Rule 2613, updating the name from NYSE Chicago, Inc. to NYSE Texas, Inc. This change aims to ensure clarity and transparency in data feeds used for equity securities.

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Notice 28 Mar 2025 compliance, energy, filings, market, federal, regulators

⚡Summary of Regulatory Filings Impacting Energy Sector Compliance

The Department of Energy issued a Combined Notice of Filings detailing various self-certifications, petitions, and rate filings by energy companies, highlighting regulatory actions and compliance requirements essential for market participation. The document outlines deadlines for public comment and important procedural guidelines for stakeholder engagement.

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Notice 18 Mar 2025 sec, regulation, cboe, market, options, cryptocurrency, etfs

📈SEC Extends Review Period for Cboe's ETF Options Trading Proposal

The SEC has extended the review period for Cboe Exchange's proposed rule change to list and trade options on several Ethereum-related ETFs. This extension allows the Commission additional time to consider the implications of the proposal, which could significantly impact trading in cryptocurrency markets and related investment products.

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Notice 17 Mar 2025 sec, trading, regulation, securities, nyse, financial, market, order-routing

📈NYSE American Proposes Rule Changes for Optional Routing Strategies

NYSE American LLC has filed a proposed rule change to amend its trading rules, allowing for an optional routing strategy for MPL-IOC Orders. This change aims to enhance trading efficiency, enable greater flexibility for electronic trading participants, and improve overall market dynamics. The SEC invites comments on this proposal, which may take effect immediately pending approval.

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Notice 5 Mar 2025 trading, cboe, market, bitcoin, options, financial regulation

📈Cboe's Proposed Rule Change for Bitcoin Options Expirations

The Securities and Exchange Commission is reviewing a proposed rule change by Cboe Exchange to add P.M.-settled options for the Cboe Bitcoin U.S. ETF Index and its mini version. This proposal aims to provide more flexible expirations, including daily and quarterly, enhancing trading opportunities and risk management for market participants.

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