Notice 14 Jul 2025 sec, financial regulation, broker-dealers, market makers, national securities exchange, dream exchange

💼SEC Notice on Dream Exchange Holdings, Inc. Application for Registration

The Securities and Exchange Commission published a notice regarding Dream Exchange Holdings, Inc.'s application for registration as a national securities exchange. The notice invites public comments on the proposed exchange's operational structure, which includes a technology services agreement for its trading platform. The filing reflects updates to governance provisions and aims to ensure compliance with existing securities laws.

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Notice 10 Jul 2025 securities, financial regulations, nasdaq phlx, options trading, market makers, rebates

💰Nasdaq PHLX Proposes QCC Rebate Amendments for Options Trading

Nasdaq PHLX LLC has filed a proposed rule change to amend its QCC rebate structure, aiming to incentivize higher trading volumes among market participants. The amendment seeks to increase the rebate from $0.27 to $0.30 per contract under specific conditions, promoting greater transaction activity on the Exchange.

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Notice 3 Jul 2025 trading, incentives, finance, securities, nyse, etf, market makers

📈NYSE Price List Amendment

The NYSE announces proposed changes to its Price List aimed at enhancing trading activity among Designated Market Makers (DMMs) for Exchange Traded Products (ETPs). The amendments introduce additional monthly quoting incentives to encourage DMMs to provide liquidity and maintain competitive quoting levels, particularly in the critical first 36 months after an ETP's listing on the exchange.

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Notice 2 Jul 2025 nasdaq, liquidity, options market, market makers, fees and rebates

📈Nasdaq Options Market Proposed Rule Change on Fees and Rebates

The Nasdaq Stock Market LLC has proposed rule changes to amend its options market fees and rebates, specifically enhancing the incentives for Market Makers who add liquidity in penny symbols. These adjustments aim to foster greater market participation and improve order flow on the Nasdaq Options Market.

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Notice 27 Jun 2025 trading, regulation, securities, pricing, fees, gemx, market makers

📈Amendments to GEMX Pricing Schedule

The SEC has announced a notice regarding a proposed rule change by Nasdaq GEMX to amend its Pricing Schedule. Key amendments involve adjustments to Taker Fees and Qualifying Tier Thresholds, affecting fees for Market Makers and other participants, aimed at encouraging liquidity and competitive pricing for trading on GEMX.

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Notice 6 Jun 2025 trading, securities, financial regulation, exchange fees, market makers

📈SEC Proposes Rule Change for MIAX Emerald Interface Ports

The Securities and Exchange Commission has published a notice regarding MIAX Emerald, LLC’s proposed rule change that eliminates the cap on Limited Service MIAX Emerald Express Interface Ports for Market Makers. This change aligns MIAX Emerald's fee structure with its affiliates, thereby promoting consistent access and potentially enhancing market competitiveness.

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Notice 29 May 2025 sec, securities regulation, cboe bzx, trading compliance, market makers, derivative securities

📈Cboe BZX Exchange Notice on Market Maker Rule Change

The Securities and Exchange Commission has announced a longer review period for a proposed rule change from Cboe BZX Exchange, designed to modify requirements for registered Market Makers associated with Derivative Securities. The notice reflects ongoing consideration of the complexities involved in the proposed amendments, which may impact trading practices within the industry.

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Notice 20 May 2025 financial services, cboe, fees, trading regulations, market makers

💸Cboe Introduces Excessive Mass Cancel and Purge Fee for Market Makers

The Cboe Exchange proposes a new fee structure targeting excessive mass cancellation and purge activity among Market Makers trading SPXW options. This initiative aims to promote efficient use of exchange resources, deter disruptive trading behaviors, and ensure fair access to market systems. The planned fees are tiered based on activity levels, reflecting the goal of reducing strain on system capacity.

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Notice 22 Apr 2025 regulation, securities, nyse, financial compliance, market makers

📈Proposed Rule Changes for Market Makers on NYSE Texas

The Securities and Exchange Commission published a notice regarding NYSE Texas's proposed rule changes to reintroduce and update market maker regulations. Key amendments include new definitions and operational standards, which aim to enhance market quality, competitiveness, and investor protection while aligning with affiliated exchanges' rules.

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Notice 11 Apr 2025 exchange, regulation, securities, trading fees, liquidity, market makers

💹Proposed Changes to NYSE American Fees May Impact Trading Strategies

The NYSE American LLC has filed a notice regarding proposed amendments to transaction fees and credits for Electronic Designated Market Makers. These changes aim to enhance liquidity and competitiveness in the market, responding to the evolving trading landscape and investor needs. The proposal includes introducing a new higher credit option for eDMMs to incentivize increased liquidity provision.

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