Notice 3 Feb 2025 compliance, exchange, regulation, securities, enforcement, commission, legal

📜SEC Sunshine Act Meetings

The Securities and Exchange Commission announces a closed meeting to discuss various legal proceedings, including litigation claims and regulatory matters. The meeting is not open to the public, and the agenda may impact businesses significantly, particularly concerning compliance and enforcement of regulations.

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Notice 3 Feb 2025 compliance, regulation, antitrust, legal, standards, ieee

📜IEEE Announces Changes to Standards Under Antitrust Act Regulations

The Department of Justice announces IEEE's notification regarding changes to its standards development activities under the National Cooperative Research and Production Act. This notice highlights the initiation of 51 new standards and revisions to 17 existing standards, emphasizing the importance of compliance and adjustment for businesses in relevant sectors.

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Compliance, Legal 24 Jan 2025 compliance, china, shipping, amazon, maritime regulations, foreign trade, legal
Regulatory Compliance, Financial Impact 17 Jan 2025 regulatory compliance, financial services, taxation, erisa, asset management, legal, royal bank of canada, investment management

⚖️RBC QPAMs Proposed Exemption from ERISA Restrictions Explained

This document provides notice of the pendency before the Department of Labor (the Department) of a proposed individual exemption from certain of the prohibited transaction restrictions of the Employee Retirement Income Security Act of 1974 (ERISA or the Act) and the Internal Revenue Code of 1986 (the Code). This proposed exemption would permit certain qualified professional asset managers with specified relationships to Royal Bank of Canada Trust Company (Bahamas) Limited, and certain current and future affiliates of the Royal Bank of Canada (collectively, the RBC QPAMs), to continue to rely on the class exemptive relief granted in Prohibited Transaction Exemption (PTE) 84- 14 (PTE 84-14, or the QPAM Exemption), notwithstanding the March 5, 2024 judgment of conviction against Royal Bank of Canada Trust Company (Bahamas) Limited (RBCTC Bahamas) for aiding and abetting tax fraud, entered in France in the Paris Court of Appeal.

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Legal Notice 17 Jan 2025 federal rules, judicial conference, legal, evidence, hearing cancellation

📜Hearing on Proposed Evidence Rules Canceled by Judicial Conference

The following public hearing on proposed amendments to the Federal Rules of Evidence has been canceled: Evidence Rules Hearing on February 12, 2025.

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Regulatory Compliance, Shipping Industry 15 Jan 2025 compliance, regulation, federal maritime commission, shipping, maritime, legal