Notice 10 Jun 2025 compliance, exchange, regulation, securities, investment, nasdaq, etf, digital assets

📈Proposed Rule for 21Shares SUI ETF Listing on Nasdaq

The Securities and Exchange Commission is seeking comments on a proposed rule change by Nasdaq to list and trade shares of the 21Shares SUI ETF. This passive investment vehicle aims to track the performance of SUI tokens through a regulated exchange, offering investors an indirect access point to digital assets and the Sui Network.

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Notice 10 Jun 2025 compliance, regulation, securities, investment, financial services, exchange-traded funds

📈SEC Proposal for Listing Multi-Class ETFs on Cboe BZX Exchange

The Cboe BZX Exchange has submitted a proposal to the SEC to adopt a new rule permitting the generic listing and trading of Multi-Class Exchange-Traded Fund (ETF) shares. This initiative aims to streamline processes for listing while complying with the Investment Company Act, enhancing investor options and market efficiency.

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Notice 10 Jun 2025 compliance, investment, nyse, options trading, financial regulation, rebates

💵NYSE American Proposes Increased Rebates for Options Trading

The Securities and Exchange Commission published a notice about NYSE American LLC's proposal to amend its options fee schedule, specifically to increase certain CUBE Auction credits. The changes aim to encourage participation in these auctions by offering enhanced rebates to ATP Holders, ultimately improving market liquidity and execution quality.

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Notice 10 Jun 2025 energy, regulation, investment, ferc, hydroelectric, idaho, project development

⚡Preliminary Permit for Molitor Hydroelectric Project Notice

The Department of Energy announces the acceptance of a preliminary permit application for the Molitor Hydroelectric Project in Idaho, proposing to study its feasibility. The notice invites public comment and competing applications, essential for ensuring regulatory compliance and stakeholder engagement in developing renewable energy infrastructure.

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Notice 10 Jun 2025 sec, regulation, finance, investment, multi-class etfs, exchange-traded funds

📈SEC Proposes New Rule for Multi-Class ETF Shares Trading

The SEC has published a notice regarding a proposed rule change by NYSE Arca to permit the generic listing and trading of Multi-Class Exchange-Traded Fund Shares. This rule aims to streamline compliance and enhance investment opportunities by allowing funds to operate under exemptive relief from certain regulations, potentially benefiting investors and the market overall.

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Notice 9 Jun 2025 compliance, energy, regulatory, pennsylvania, investment, natural gas, infrastructure, new jersey, ferc

🛠️Transcontinental Gas Pipeline Company Project Petition Overview

The Federal Energy Regulatory Commission (FERC) has issued a notice concerning a petition from Transcontinental Gas Pipe Line Company for the reissuance of a certificate for their Northeast Supply Enhancement Project. This includes the construction of multiple pipeline loops and compressor stations aimed at increasing transportation capacity and efficiency in the natural gas sector. The petition is open for public comment and intervention.

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Notice 6 Jun 2025 compliance, exchange, regulation, securities, investment, bitcoin

💰Proposed Cboe BZX Rule Change for Bitcoin Fund Trading

The SEC has initiated proceedings to evaluate a proposed rule change from Cboe BZX Exchange, which seeks to amend the trading rules for the WisdomTree Bitcoin Fund. The amendment would allow in-kind creations and redemptions, raising essential regulatory considerations regarding market integrity and investor protection. Stakeholders are invited to submit comments by June 27, 2025.

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Notice 6 Jun 2025 sec, trading, regulation, securities, investment, bitcoin, cboe bzx, ethereum

💰Proposed Rule Change for VanEck Bitcoin and Ethereum Trusts

The SEC is assessing a proposed rule change from Cboe BZX Exchange to amend listing rules for the VanEck Bitcoin and Ethereum Trusts, allowing in-kind creations and redemptions. This proposal aims to enhance the trading mechanics and operational efficiency of trust shares while addressing legal and policy issues. The Commission is encouraging public comments on this proposal.

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Notice 4 Jun 2025 compliance, regulation, small business, investment, financial services

📉Capital Alignment Partners III License Surrender by SBA

The Small Business Administration has declared the investment license for Capital Alignment Partners III, L.P. null and void, as per authorities under the Small Business Investment Act. This action signifies a regulatory shift within the Small Business Investment Company landscape, potentially affecting current and future investment activities.

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Notice 4 Jun 2025 regulation, pennsylvania, small business, investment, sba, financing, conflicts of interest

💼SBA Notice on Investment Partners IV, L.P. Exemption Request

The Small Business Administration announces that Argosy Investment Partners IV, L.P. is seeking an exemption under the Small Business Investment Act for financing Olympia Chimney Supply Holdings, LLC. The notice explains the implications of conflicts of interest in the transaction and invites public comments on the proposed financing.

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