📄SEC Notice on Information Collection for Rule 0-4 Compliance
The SEC is proposing an extension for Rule 0-4 under the Advisers Act, which prescribes application requirements for exemptive relief. The notice solicits comments on the information collection process, allowing stakeholders to provide input on its necessity, utility, and burden on applicants.
Learn More📝Extension of Compliance Date for Form PF Reporting Requirements
The Commodity Futures Trading Commission ("CFTC") and the Securities and Exchange Commission ("SEC") (collectively, "we" or "Commissions") are extending the compliance date for the amendments to Form PF that were adopted on February 8, 2024, from March 12, 2025 to June 12, 2025. Form PF is the confidential reporting form for certain SEC-registered investment advisers to private funds, including those that also are registered with the CFTC as a commodity pool operator ("CPO") or commodity trading adviser ("CTA").
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