Notice 17 Mar 2025 sec, regulation, financial services, nasdaq, options trading, pricing schedule

💰Nasdaq PHLX Proposed Rule Change on Options Trading Fees

Nasdaq PHLX LLC has filed a proposed rule change to amend its Pricing Schedule concerning Qualified Contingent Cross Rebates and the Floor Broker Incentive Program. The proposal aims to adjust qualifying criteria and rebate structures to enhance trading incentives and operational efficiency. The Commission is seeking public comments on this regulatory change.

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Notice 17 Mar 2025 trading, regulation, securities, financial services, miаx emerald

💰MIAX Emerald Proposes Change to Excessive Quoting Fee Schedule

The Securities and Exchange Commission announces MIAX Emerald's proposal to amend its Fee Schedule, specifically regarding the Excessive Quoting Fee. The rule change aims to adjust the inbound quote limit, prompting market participants to re-evaluate their trading costs and compliance strategies in response to the newly modified fee structure.

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Notice 17 Mar 2025 compliance, trading, financial services, securities regulation, cryptocurrency

📈SEC Extends Review Period for Cboe BZX’s Canary XRP Trust Proposal

The SEC has designated an extended review period for Cboe BZX's proposed rule change to list and trade shares of the Canary XRP Trust. This action is part of the Commission’s regulatory process to ensure proper evaluation of the implications surrounding the potential inclusion of cryptocurrency-based trust shares in trading.

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Notice 17 Mar 2025 trading, regulation, securities, financial services, cboe, volume tiers

📈Cboe EDGX Fee Schedule Amendment

The Securities and Exchange Commission published a notice regarding Cboe EDGX Exchange's proposed rule change to amend its fee schedule by altering Remove Volume Tier 2 and Retail Volume Tier 1 criteria, aimed at enhancing market operations. The Commission seeks public comments on the proposal, which has been designated for immediate effectiveness.

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Notice 17 Mar 2025 regulatory compliance, nyse, financial services, securities exchange, port fees

📈NYSE National Proposes Increase in Port Fees

The SEC announces the NYSE National, Inc.'s filing of a proposed rule change to increase port fees, effective immediately. Comments are solicited from interested parties regarding the potential implications of this fee increase on the trading environment and business operations within the financial services sector.

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Notice 17 Mar 2025 regulation, securities, financial services, nyse arca, trading efficiency

📈NYSE Arca Proposes Rule Change to Enhance Trading Strategies

NYSE Arca has filed a proposed rule change to amend Rules 7.31-E and 7.37-E, introducing an optional routing strategy for MPL-IOC Orders. The change is aimed at improving trading efficiency and accessibility for ETP Holders and is set to take effect immediately upon filing. Public comments are invited on the proposal.

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Notice 17 Mar 2025 regulatory changes, nyse, financial services, options trading, market makers

💰NYSE Arca Proposes Changes to Options Fee Schedule

The NYSE Arca has submitted a notice of filing to increase the manual transaction fees for Lead Market Makers and to remove obsolete text related to the Options Regulatory Fee. The changes are designated for immediate effectiveness and aim to clarify the fee schedule, enhancing operational consistency for traders on the exchange.

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Notice 14 Mar 2025 regulation, securities, nyse, trading fees, financial services

📈NYSE Chicago Proposes Increase in Port Fees

The NYSE Chicago, Inc. has filed a proposed rule change to increase port fees, effective March 3, 2025. This change is published for public comment, and stakeholders are encouraged to provide their views on the modification. The rule is intended for immediate effectiveness, subject to investor protection considerations.

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Notice 14 Mar 2025 regulatory compliance, securities, nyse, financial services, options trading, fee schedule

💰NYSE American Proposes Changes to Options Fee Schedule

The NYSE American LLC has filed a proposed rule change to increase manual transaction fees for specialists and e-specialists and to remove outdated language from the Options Fee Schedule. This change is aimed at modernizing the fee structure, with immediate effectiveness designated as of March 2025. The proposal invites comments from interested parties regarding its consistency with existing regulations.

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Notice 14 Mar 2025 regulatory compliance, financial services, employee benefits, department of labor, foreign currency transactions

💰DOL Seeks Comments on Foreign Currency Transactions Regulation

The Department of Labor (DOL) is submitting this Employee Benefits Security Administration (EBSA)-sponsored information collection request (ICR) to the Office of Management and Budget (OMB) for review and approval in accordance with the Paperwork Reduction Act of 1995 (PRA). Public comments on the ICR are invited.

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