Notice 18 Mar 2025 compliance, trading, regulation, financial services, securities exchange, mx2

📈MX2 LLC Secures SEC Registration as National Securities Exchange

The Securities and Exchange Commission has approved MX2 LLC's registration as a national securities exchange, which outlines governance and regulatory standards for its operation. This decision involves comprehensive compliance measures that aim to enhance market integrity and investor protection while ensuring fair trading practices.

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Notice 18 Mar 2025 compliance, trading, regulation, securities, financial services, cboe

📈Cboe Proposes Amendments to Compliance Rules for Trading Permit Holders

The Cboe Exchange has filed a notice for proposed rule changes concerning the supervisory reporting processes for Trading Permit Holders, aiming to align its regulations with standards set by FINRA and NYSE. The proposed amendments are focused on enhancing compliance protocols and simplifying annual reporting procedures for members participating in multiple exchanges.

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Notice 18 Mar 2025 regulation, securities, financial services, cryptocurrency, index options

📈Nasdaq Bitcoin Index Options Proposed Rule Change by SEC

The SEC announces a longer period for consideration of a proposed rule change to introduce Nasdaq Bitcoin Index Options, allowing additional time for thorough evaluation. This extension impacts stakeholders engaged in cryptocurrency trading and related financial services, highlighting the ongoing regulatory developments in this sector.

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Notice 17 Mar 2025 compliance, international trade, financial services, treasury, sanctions, ofac

🚫OFAC Sanctions Actions

The U.S. Department of the Treasury's Office of Foreign Assets Control (OFAC) is publishing the names of one or more persons that have been placed on OFAC's Specially Designated Nationals and Blocked Persons List (SDN List) based on OFAC's determination that one or more applicable legal criteria were satisfied. All property and interests in property subject to U.S. jurisdiction of these persons are blocked, and U.S. persons are generally prohibited from engaging in transactions with them.

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Notice 17 Mar 2025 regulatory compliance, nyse, trading fees, financial services, securities industry

📈NYSE Arca Proposes Increase in Port Fees

The Securities and Exchange Commission announces NYSE Arca's proposed rule change to amend its Fee Schedule, specifically increasing port fees effective March 3, 2025. The proposal aims to streamline the fee structure and remove outdated language, with an opportunity for public comment on the change during the filing process.

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Notice 17 Mar 2025 sec, regulatory, financial services, nyse arca, proposed rule change, cryptocurrency

📈SEC Extends Review Period for Grayscale XRP Trust Listing Proposal

The SEC has published a notice regarding a proposed rule change by NYSE Arca to list shares of the Grayscale XRP Trust. This notice includes an amendment and extends the review period, allowing more time for consideration of the proposal and the issues raised by it. The proposed changes indicate a significant development in the cryptocurrency investment space.

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Notice 17 Mar 2025 sec, regulation, financial services, nasdaq, options trading, pricing schedule

💰Nasdaq PHLX Proposed Rule Change on Options Trading Fees

Nasdaq PHLX LLC has filed a proposed rule change to amend its Pricing Schedule concerning Qualified Contingent Cross Rebates and the Floor Broker Incentive Program. The proposal aims to adjust qualifying criteria and rebate structures to enhance trading incentives and operational efficiency. The Commission is seeking public comments on this regulatory change.

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Notice 17 Mar 2025 trading, regulation, securities, financial services, miаx emerald

💰MIAX Emerald Proposes Change to Excessive Quoting Fee Schedule

The Securities and Exchange Commission announces MIAX Emerald's proposal to amend its Fee Schedule, specifically regarding the Excessive Quoting Fee. The rule change aims to adjust the inbound quote limit, prompting market participants to re-evaluate their trading costs and compliance strategies in response to the newly modified fee structure.

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Notice 17 Mar 2025 compliance, trading, financial services, securities regulation, cryptocurrency

📈SEC Extends Review Period for Cboe BZX’s Canary XRP Trust Proposal

The SEC has designated an extended review period for Cboe BZX's proposed rule change to list and trade shares of the Canary XRP Trust. This action is part of the Commission’s regulatory process to ensure proper evaluation of the implications surrounding the potential inclusion of cryptocurrency-based trust shares in trading.

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Notice 17 Mar 2025 trading, regulation, securities, financial services, cboe, volume tiers

📈Cboe EDGX Fee Schedule Amendment

The Securities and Exchange Commission published a notice regarding Cboe EDGX Exchange's proposed rule change to amend its fee schedule by altering Remove Volume Tier 2 and Retail Volume Tier 1 criteria, aimed at enhancing market operations. The Commission seeks public comments on the proposal, which has been designated for immediate effectiveness.

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