Regulatory Change, Trading Operations
28 Jan 2025
market structure, trading, cboe, securities, compliance, financial regulation, auction
Financial Regulation, Business Compliance
28 Jan 2025
nasdaq, fees, co-location services, financial regulation, phlx, sec
Compliance, Financial Impact
27 Jan 2025
cboe bzx, trading compliance, financial regulation, self-regulatory organization, transaction fees
Compliance, Regulatory
23 Jan 2025
compliance, securities, financial regulation, liquidity, clearing agencies
Regulatory Compliance, Financial Implications
23 Jan 2025
compliance, sec, nasdaq, financial regulation, audit trail, industry fees
Compliance, Regulatory
22 Jan 2025
compliance, energy sector, financial regulation, sanctions, ofac, russian federation
⚠️OFAC Sanctions Impacting U.S. Businesses in the Energy Sector
The U.S. Department of the Treasury's Office of Foreign Assets Control (OFAC) is publishing the names of one or more persons and vessels that have been placed on OFAC's Specially Designated Nationals and Blocked Persons List (SDN List) based on OFAC's determination that one or more applicable legal criteria were satisfied. All property and interests in property subject to U.S. jurisdiction of these persons, including the identified vessels, are blocked, and U.S. persons are generally prohibited from engaging in transactions with them.
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Regulatory Compliance, Financial Management
22 Jan 2025
risk management, options clearing corporation, margin requirements, financial regulation, intraday trading
Compliance, Financial Management
21 Jan 2025
securities exchange, business costs, nasdaq, financial regulation, regulatory fees
Compliance, Financial
15 Jan 2025
compliance, sec, securities, reporting, employee benefits, financial regulation
Compliance, Regulatory Requirements
15 Jan 2025
compliance, national security, financial regulation, sanctions, terrorism