Notice 15 Apr 2025 compliance, sanctions, foreign assets, treasury, ofac, financial regulation

🚫OFAC Sanctions Notice

The U.S. Department of the Treasury's Office of Foreign Assets Control (OFAC) is publishing the names of one or more persons that have been placed on OFAC's Specially Designated Nationals and Blocked Persons List (SDN List) based on OFAC's determination that one or more applicable legal criteria were satisfied. All property and interests in property subject to U.S. jurisdiction of these persons are blocked, and U.S. persons are generally prohibited from engaging in transactions with them.

Learn More
Notice 14 Apr 2025 options trading, trading rules, miami international securities exchange, financial regulation, index options

📈Rule Change for MIAX Trading Sessions

The SEC has published a notice regarding a proposed rule change from the Miami International Securities Exchange (MIAX) to amend Trading Rule 1808. The amendment will alter the price calculation for index options on days when the primary market fails to open, utilizing the last reported sale price from the previous trading day to establish more consistent and reliable settlement values.

Learn More
Notice 11 Apr 2025 sec, investment, cryptocurrency, financial regulation, etfs, liquidity

💰SEC Proposes Rule Change for In-Kind ETF Transactions

The Securities and Exchange Commission (SEC) has published a notice regarding the proposed rule change by the Cboe BZX Exchange to allow in-kind creations and redemptions for the Franklin Bitcoin ETF, Franklin Ethereum ETF, and the Franklin Crypto Index ETF. This change aims to enhance market efficiency and liquidity for authorized participants, impacting the trading dynamics of these funds.

Learn More
Notice 9 Apr 2025 clearing organizations, financial regulation, options trading, margin requirements, risk management

⚖️OCC Introduces Intraday Risk Charge for Margin Requirements

The SEC has approved the OCC's proposed rule change to implement an Intraday Risk Charge, aimed at addressing the risks from intraday and overnight trading activities. The new margin add-on charge will apply to all Clearing Member accounts, reflecting increased exposure from short-dated options trading and ensuring adequate collateral management for potential defaults.

Learn More
Notice 8 Apr 2025 nyse, securities, listing fees, public equity, financial regulation

📈NYSE Proposes Fee Exemption for First Five Years of Listing

The SEC published a notice regarding NYSE's proposed amendment to reduce listing fees for issuers listing a primary class of common equity. The amendment aims to exempt new listings from additional fees during their first five years, enhancing predictability for companies' financial planning and encouraging more firms to take public equity.

Learn More
Notice 8 Apr 2025 cboe, investment management, market strategies, options trading, sec, financial regulation

📈SEC Proposal for P.M.-Settled Options on S&P 500 Equal Weight Index

The SEC has published a notice for a proposed rule change allowing Cboe Exchange to list and trade p.m.-settled options on the S&P 500 Equal Weight Index. This change aims to provide additional trading opportunities and more precise risk management options for investors, thereby enhancing market participation and investment strategies.

Learn More
Notice 8 Apr 2025 nyse, securities, exchange, financial regulation, trading fees, institutional brokers

📊NYSE Texas Amends Fee Schedule to Boost Trading Incentives

The NYSE Texas proposes a rule change to amend its Fee Schedule, increasing Transaction Fee Credits and Clearing Submission Fee Credits to incentivize enhanced trading and clearing activities. This effort responds to the competitive market landscape and aims to attract order flow to the Exchange, promoting market participation and liquidity.

Learn More
Notice 4 Apr 2025 banking, california, financial regulation, oregon, fdic, receivership

🏦FDIC Notice

The Federal Deposit Insurance Corporation (FDIC) announces the termination of Receiverships for the First Bank of Beverly Hills and Liberty Bank, effective April 1, 2025. This release of the banks from Receivership allows them to resume independent operations. The FDIC has authorized necessary actions to complete these transitions.

Learn More
Notice 4 Apr 2025 business compliance, treasury, financial regulation, immigration bonds, interest rates

💰Interest Rate Notice for Immigration Bonds by Treasury Department

For the period beginning April 1, 2025, and ending on June 30, 2025, the U.S. Immigration and Customs Enforcement Immigration Bond interest rate is 3 per centum per annum.

Learn More
Notice 3 Apr 2025 compliance, sec, public meeting, securities, financial regulation, cryptocurrency, digital assets, tokenization

🪙SEC Meeting on Tokenization

The SEC's Crypto Task Force is hosting a public meeting to discuss the implications of tokenization in finance, exploring how traditional finance (TradFi) and decentralized finance (DeFi) intersect. The roundtable invites public participation and aims to shape future regulatory guidelines on asset tokenization, providing stakeholders with a platform to voice their insights.

Learn More