🏦Federal Reserve Notice on Bank Holding Company Mergers and Acquisitions
This notice by the Federal Reserve System informs about applications for the formation and acquisition of bank holding companies under the Bank Holding Company Act. It outlines the process for public inspection of applications and the submission of comments, emphasizing transparency and compliance with regulatory standards.
Learn More📊SEC Notice on Form 10-Q Information Collection Activities
The Securities and Exchange Commission announces an extension of information collection for Form 10-Q, which issuers must file quarterly. This form is crucial for maintaining transparency and investor confidence, as it provides vital financial information about issuers to the public, thereby supporting informed investment decisions.
Learn More💵Nasdaq PHLX Proposes Significant Change to Options Regulatory Fee
The Securities and Exchange Commission has published a notice regarding Nasdaq PHLX's proposal to amend the methodology for its Options Regulatory Fee (ORF). The change, effective January 2, 2026, aims to adjust the fee assessment per contract, garnering feedback from interested parties while signaling potential increases in transaction costs for businesses involved in options trading.
Learn More💼SBIC Licensing Fees Adjusted for Inflation Starting October 2025
The U.S. Small Business Administration (SBA) is providing notice of the annual Inflation Adjustment to the Licensing and Examination Fees charged in the Small Business Investment Company (SBIC) program, required under the SBIC program regulations.
Learn More💼Nasdaq ISE Proposes Options Regulatory Fee Increase by 2026
Nasdaq ISE has filed a proposal aimed at amending its Options Regulatory Fee methodology, set to impact fee structure significantly from January 2, 2026. This change will only assess fees for options transactions cleared in the Customer range, resulting in an increase from $0.0013 to $0.0092 per contract side. The new rule aims to align regulatory costs with trading activities.
Learn More🚫OFAC Sanctions Notice
The U.S. Department of the Treasury's Office of Foreign Assets Control (OFAC) is publishing the names of one or more persons and vessels that have been placed on OFAC's Specially Designated Nationals and Blocked Persons List (SDN List) based on OFAC's determination that one or more applicable legal criteria were satisfied. Additionally, OFAC is revising the entry of a vessel identified as blocked property on OFAC's SDN List. All property and interests in property subject to U.S. jurisdiction of these persons and vessels are blocked, and U.S. persons generally are prohibited from engaging in transactions with them.
Learn More📉Cboe BZX Proposed Rule Changes for Late Limit-On-Close Orders
The Securities and Exchange Commission published a notice regarding Cboe BZX Exchange's proposed amendments to order pricing rules for Late-Limit-On-Close and Limit-On-Close orders. These changes aim to streamline the Closing Auction process and reduce volatility by allowing adjustments to order prices and altering submission times, benefitting market participants.
Learn More📈SEC Notice on Proposed Rule for Multi-Class ETF Trading
The SEC has extended the comment period for NYSE Arca's proposed rule change to facilitate the generic listing and trading of Multi-Class Exchange-Traded Fund Shares. This decision allows for additional time to consider the potential impacts and issues surrounding the proposed changes, ensuring a thorough evaluation before approval.
Learn More📈SEC Extends Decision Period on Investment Company Rule Change
The SEC published a notice regarding a proposed rule change by Cboe BZX Exchange that aims to exempt certain closed-end management investment companies from the annual meeting of shareholders requirement. A decision by the SEC will be made by September 4, 2025, allowing for sufficient time to review the rule and comments.
Learn More📡FCC Hearing on C-Band Reimbursement Claims Impacting Businesses
In this document, the Wireless Telecommunications Bureau (WTB or Bureau) grants Anuvu Licensing Holdings, LLC's Petition for De Novo Review (Anuvu) and commences a hearing in connection with the 3.7-4.2 GHz Band (C-band) Transition Relocation Payment Clearinghouse's (RPC or clearinghouse) decision which denied Anuvu's cost reimbursement claims as they relate to its Raisting, Germany site. The issues designated for hearing are whether Anuvu met its burden of proof to demonstrate that the RPC erred in its finding that the claims were not compensable in- so-far as they relate to the Raisting site, which is located outside the United States; whether the RPC properly applied Commission guidance to the claims in question; and whether the disallowed amount of $960,694.35 should be reimbursed to Anuvu.
Learn More