Notice 14 Jul 2025 regulation, finance, securities, connectivity, business fees, nyse texas

📈NYSE Texas Proposes Rule Change for Connectivity Fee Schedule

The Securities and Exchange Commission has published a notice regarding NYSE Texas, Inc.'s proposed amendments to its Connectivity Fee Schedule. The changes aim to update third-party system access and data feed costs, providing additional options for users while maintaining fees for existing services. The amendments reflect evolving market demands and competitive considerations among users.

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Notice 14 Jul 2025 sec, regulatory compliance, finance, securities, investment, business development companies

📈SEC Notice on Silver Point Specialty Credit Fund Exemption Application

The SEC has issued a notice regarding an application by Silver Point Specialty Credit Fund Management for an exemption under the Investment Company Act. This exemption would allow closed-end investment companies to issue various classes of shares with differing sales loads and fees, enhancing their financing options. Hearing requests on the application are open until August 4, 2025.

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Notice 14 Jul 2025 sec, regulations, finance, connectivity, nyse national, data feeds, third-party systems

📈NYSE National Connectivity Fee Schedule Amendments Overview

The Securities and Exchange Commission announces the proposed rule change for NYSE National, which modifies the Connectivity Fee Schedule, allowing connections to various third-party systems and data feeds. These changes aim to enhance user options and clarify associated fees, fostering a more adaptable trading environment.

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Notice 11 Jul 2025 transportation, finance, fees, regulatory meeting, unified carrier registration

📅Notice of Unified Carrier Registration Finance Subcommittee Meeting

The Unified Carrier Registration Plan Finance Subcommittee is convening to address various financial matters, including the analysis of 2027 registration fees and a review of revenues from previous years. The meeting is open to the public and will include discussions on the selection of an external auditor and updates on financial reporting.

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Notice 9 Jul 2025 compliance, regulation, finance, securities, fees, audit trail, industry members

💰Proposed Rule Change for CAT Funding Fees 2025

The Cboe Exchange proposes a new fee structure for industry members to cover costs associated with the Consolidated Audit Trail (CAT) for the period of July 1 to December 31, 2025. This change reflects the funding model approved by the SEC and highlights the need for industry compliance in financial reporting and transaction oversight.

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Notice 9 Jul 2025 compliance, trading, regulation, finance, securities, fees

💰New CAT Fee 2025-2 Regulations Impacting Industry Members

The Securities and Exchange Commission has published a notice regarding the immediate effectiveness of proposed rule changes to implement Consolidated Audit Trail (CAT) funding fees for industry members. This fee structure is designed to cover the reasonably budgeted costs associated with CAT operations for the upcoming period. The implementation will require industry participants to adjust their financial models accordingly.

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Notice 8 Jul 2025 regulations, finance, securities, nyse arca, options trading, fee schedule, rebates

📈NYSE Arca Proposes Changes to Options Fee Schedule and Rebates

NYSE Arca, Inc. has filed a proposed rule change to modify its Options Fee Schedule, aiming to improve the clarity of the Manual Billable Rebate Program. This modification will enhance readability and reduce confusion among Floor Brokers participating in the FB Prepay Program, without introducing substantive changes to the existing rebate structure.

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Notice 8 Jul 2025 compliance, finance, securities regulation, cat fees, consolidated audit trail, industry members

💰FINRA's Proposed Rule Change

The SEC publishes a notice detailing FINRA's proposed fee changes for Industry Members related to the Consolidated Audit Trail system. The amendment introduces CAT Fee 2025-2, which aims to cover reasonably budgeted costs for the CAT, impacting transactions carried out by various financial entities.

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Notice 8 Jul 2025 regulatory compliance, governance, finance, securities, securities exchange commission, memx

🏛️MEMX Proposes Nominating Committee Membership Changes

The Securities and Exchange Commission published a notice from MEMX LLC regarding a proposed rule change to amend its Limited Liability Company Agreement. The update aims to modify membership requirements for the Nominating Committee, allowing more flexibility in candidate selection while aligning governance structures with those of its affiliate, MX2 LLC.

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Notice 7 Jul 2025 compliance, finance, insurance, export, u.s. government

📊Export-Import Bank Information Collection for Short-Term Credit

The Export-Import Bank of the United States (EXIM), pursuant to the Export-Import Bank Act of 1945, as amended facilitates the finance of the export of U.S. goods and services. As part of its continuing effort to reduce paperwork and respondent burden, EXIM invites the general public and other Federal agencies to comment on the proposed information collection, as required by the paperwork Reduction Act of 1995.

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