Notice 10 Mar 2025 compliance, finance, regulatory change, cboe, securities exchange, edga

📈Cboe EDGA Proposes Rule Change on Member Rights Termination

The Cboe EDGA Exchange has proposed a rule change to amend Rule 2.8, which governs the voluntary termination of membership rights. Members must notify the Exchange before a specified deadline to formally terminate their membership at the end of the term, facilitating clear procedures for potential exits.

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Notice 6 Mar 2025 compliance, corporate governance, nyse, securities, regulation, finance

📈NYSE Chicago's Proposed Rule Change for Corporate Structure

NYSE Chicago, Inc. filed to repeal its Certificate of Incorporation and adopt a new Certificate of Formation as part of a conversion to a Texas corporation. The changes also include amendments to bylaws, rules, and fee schedules to align with this transition. The proposal has been designated for immediate effectiveness, with the SEC inviting public comment.

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Notice 5 Mar 2025 mergers and acquisitions, regulatory compliance, finance, bank holding companies, federal reserve

🏦Notice on Bank Holding Company Formations and Acquisitions

The Federal Reserve System has issued a notice regarding applications for the formation of and acquisitions by bank holding companies. This includes details on public comments, regulations under the Bank Holding Company Act, and specific applications pending approval. Interested parties may submit feedback on these applications to relevant Federal Reserve Banks.

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Notice 5 Mar 2025 bitcoin, trading, securities, finance, etfs, regulation, compliance

📈SEC Proposes Rule Change for FLEX Trading in Bitcoin ETF

The SEC has designated a longer review period for Nasdaq PHLX's proposed rule change that would allow FLEX Trading in the iShares Bitcoin Trust ETF. This extension is intended to provide the Commission more time to consider the implications of the proposed rule change following public comments received, as regulatory decisions regarding such financial products can significantly impact market dynamics.

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Notice 5 Mar 2025 clearinghouse, securities, finance, ficc, regulation, compliance, payments

💰FICC Proposes Rule Change on Funds-Only Settlement Amount Payments

The Securities and Exchange Commission publishes a notice regarding the Fixed Income Clearing Corporation's proposed rule change to modify Funds-Only Settlement Amount payment provisions within its Government Securities Division Rulebook. The changes aim to clarify settlement designations and discharge obligations upon payment, enhancing compliance for participants in the securities market. Comments are invited from interested parties.

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Notice 3 Mar 2025 finance, regulatory, information collection, employment, fdic, compliance

🏦FDIC Proposes Renewal of Employment Information Collection

The FDIC, as part of its obligations under the Paperwork Reduction Act of 1995, invites the general public and other Federal agencies to take this opportunity to comment on the request to renew the existing information collection described below (OMB Control No. 3064-0121). The notice of proposed renewal for this information collection was previously published in the Federal Register on December 9, 2024, allowing for a 60-day comment period.

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Notice 3 Mar 2025 securities, regulation, sec, investment, finance, compliance, money-market-funds

💰SEC Notice on Rule 22e-3 and Redemption Suspension Requirements

The SEC announced a request for extension regarding Rule 22e-3, which permits money market funds to suspend redemptions during liquidation processes under specific conditions. This rule aims to ensure orderly asset liquidation and compliance with regulatory requirements for funds considering such actions. The notice invites public commentary on the information collection aspects of the rule.

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Notice 28 Feb 2025 investment, grayscale, finance, ada, cryptocurrency, compliance, regulations, sec

📈SEC Proposes Listing Grayscale Cardano Trust Shares

The SEC has published a notice regarding the filing of a proposed rule change by NYSE Arca to list and trade shares of the Grayscale Cardano Trust (ADA), a commodity-based trust. This proposed change is aimed at expanding options for investors in the cryptocurrency space, potentially offering a new avenue for gaining exposure to ADA within regulated markets.

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Notice 28 Feb 2025 fee schedule, finance, securities, cboe, market data, regulatory change

📊Cboe BYX Proposes Fee Waiver for Uncontrolled External Distributors

The Securities and Exchange Commission announces a proposed rule change by Cboe BYX Exchange to amend its Fee Schedule, specifically introducing a fee waiver for Uncontrolled External Distributors. This regulatory filing aims to enhance market data accessibility while allowing the public to submit comments and feedback regarding the implications of this change.

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Notice 27 Feb 2025 public comments, bank holding company, regulations, finance, mergers, federal reserve, acquisitions, compliance

🏦Regulatory Approval for Bank Holding Company Mergers and Acquisitions

This notice outlines the Federal Reserve's approval process for formations, acquisitions, and mergers of bank holding companies under the Bank Holding Company Act. It provides details on public comment opportunities and regulatory compliance requirements, emphasizing the essential nature of these processes for interested parties in the banking sector.

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