Notice 27 Mar 2025 regulation, financial services, fees, clearing agency, cash management, lch sa, collateral

💵LCH SA Proposes Changes to Cash and Securities Collateral Fees

LCH SA has submitted a proposed rule change to amend its fee structures for cash and securities collateral used as initial margin in its CDSClear service. The changes aim to enhance competitive dynamics and improve liquidity risk profiles by adjusting fees and spreads based on market conditions and operational considerations.

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Notice 25 Mar 2025 compliance, trading, securities, fees, nasdaq, financial regulation, liquidity

📈Nasdaq Proposes Changes to Fee Structure and Incentives

Nasdaq announces a proposed rule change aimed at amending fee structures, introducing new fee credits, and adjusting existing requirements for trading on the Exchange. These amendments are intended to encourage liquidity and enhance market quality, ultimately fostering a competitive trading environment for participants.

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Notice 20 Mar 2025 compliance, regulatory, securities, fees, nasdaq, options

💰Nasdaq ISE Proposes New Fees for FLEX Options Trading

The Nasdaq ISE filed a notice with the SEC regarding a proposed rule change to establish fees for FLEX options. The proposal, effective upon filing, is set to be operational on April 7, 2025, and the SEC invites comments from interested parties regarding the implications of this change.

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Notice 19 Mar 2025 market data, regulation, securities, fees, miami international securities exchange

📊MIAX Fee Schedule Changes Proposal and Business Impact

The Miami International Securities Exchange, LLC proposed a rule change to amend its Fee Schedule, introducing new fee categories for its proprietary market data feeds, including the Top of Market and MIAX Order Feed. This change aims for immediate effectiveness and invites public comments, allowing stakeholders to engage in the regulatory process.

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Notice 18 Mar 2025 compliance, regulation, securities, market participants, fees, miami, testing systems, emerald

💰MIAX Emerald Proposes Fee Change for Testing Systems Access

The MIAX Emerald, LLC has proposed a rule change to amend its fee schedule, establishing a fee for market participants utilizing its dedicated cross connection for testing systems. The Securities and Exchange Commission is seeking public comments on this proposal, which was filed for immediate effectiveness.

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Notice 18 Mar 2025 trading, securities, fees, nasdaq, financial regulation, market makers

📈Nasdaq GEMX Proposes Changes to Options Pricing Schedule

The SEC announces Nasdaq GEMX's proposed rule change to amend the "Regular Order Fees and Rebates" in its Pricing Schedule. Key modifications include the removal of certain rebates and fees, adjustments in qualifying criteria for market participants, and a focus on enhancing fee structures for various trading categories. The proposed changes are designated for immediate effectiveness and open for public comment.

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Notice 18 Mar 2025 compliance, exchange, regulation, securities, market participants, fees, testing systems

💰MIAX Sapphire Proposes New Fees for Testing Systems Access

The SEC published a notice regarding MIAX Sapphire's proposed rule change to amend its fee schedule. This includes the introduction of fees for dedicated cross connection access to the Exchange's testing systems environment, aimed at market participants. The notice seeks public comments on the implications of this fee structure.

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Notice 18 Mar 2025 securities, fees, market access, financial regulation, exchanges

💰SEC Notice

The SEC announces the immediate effectiveness of a proposed rule change by Miami International Securities Exchange to amend its fee schedule, establishing fees for dedicated cross connection access to its testing systems environment. Interested parties are invited to comment on the proposal, with details available on the Exchange and SEC websites.

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Notice 18 Mar 2025 compliance, trading, exchange, regulatory, finance, fees, options, miami

💰MIAX Pearl Proposes New Fees for Trading System Access

MIAX Pearl, LLC has filed a proposed rule change to amend its fee schedule, establishing a new fee for market participants that opt for dedicated cross connection access to the testing systems environment. This change is designated for immediate effectiveness, and public comments are invited regarding its consistency with the Securities Exchange Act.

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Notice 14 Mar 2025 compliance, sec, regulation, nyse, fees, delisting, business standards

📉NYSE Proposes Rule Change on Compliance and Fee Requirements

The SEC is considering a proposed rule change from the NYSE that stipulates companies must pay all outstanding fees before their compliance plans can be reviewed. Failure to comply will lead to immediate suspension and delisting procedures, emphasizing the importance of financial obligations to maintain listing standards.

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