Notice 7 Feb 2025 exchange commission, options trading, securities, financial services, regulatory compliance

📈Nasdaq BX Proposes Amendment to Options Trading Rules

Nasdaq BX, Inc. has filed a proposed rule change regarding options trading, focusing on amendments to the treatment of responses in the Price Improvement Auction (PRISM) and clarifications on risk protection measures. The proposal is designated for immediate effectiveness, inviting public comments and compliance considerations from stakeholders.

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Notice 4 Feb 2025 compliance, regulation, securities, financial services, nasdaq, exchange commission, etf, crypto

📈SEC Publishes Proposed Rule Change for Hashdex NFT ETF

The SEC has published a notice regarding a proposed rule change from Nasdaq, focusing on service providers and basket size for the Hashdex Nasdaq Crypto Index US ETF. This change aims to streamline compliance with the Trust's registration statement while maintaining listing requirements under Nasdaq Rule 5711(d). Interested parties are invited to comment on the proposed changes.

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Compliance, Financial Reporting, Regulatory Changes 30 Jan 2025 securities, financial reporting, accounting, reporting and recordkeeping requirements, exchange commission, accounting standards, crypto-assets, liability

📊SEC Rescinds Guidance on Crypto-Assets - SAB 122 Insights

This staff accounting bulletin ("SAB") rescinds the interpretive guidance included in Section FF of Topic 5 in the Staff Accounting Bulletin Series entitled Accounting for Obligations to Safeguard Crypto-Assets an Entity Holds for its Platform Users ("Topic 5.FF").

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Regulatory Change, Financial Markets 30 Jan 2025 securities, investment, exchange commission, precious metals, etfs, cboe bzx
Regulatory Compliance, Financial Implications 23 Jan 2025 regulatory compliance, securities, nasdaq, audit trail, exchange commission, financial fees
Regulatory, Compliance 21 Jan 2025 compliance, securities, nyse, rule change, exchange commission
Compliance, Financial Impact 13 Jan 2025 market data, securities, inflation, regulation, exchange commission
Regulatory Compliance, Financial Impact 10 Jan 2025 regulations, finance, securities, nasdaq, exchange commission, port fees
Regulatory Changes, Cost Implications 8 Jan 2025 regulation, finance, securities, cboe, fees, business, exchange commission, purging