Notice 6 Mar 2025 compliance, regulation, finance, securities, nyse, corporate governance

📈NYSE Chicago's Proposed Rule Change for Corporate Structure

NYSE Chicago, Inc. filed to repeal its Certificate of Incorporation and adopt a new Certificate of Formation as part of a conversion to a Texas corporation. The changes also include amendments to bylaws, rules, and fee schedules to align with this transition. The proposal has been designated for immediate effectiveness, with the SEC inviting public comment.

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Notice 24 Feb 2025 compliance, sec, regulation, enforcement actions, legal proceedings, business ethics, corporate governance

⚖️SEC Sunshine Act Meeting

The SEC scheduled a closed meeting to discuss significant matters including injunctive actions, administrative proceedings, and litigation claims. Attendance will be restricted to select officials and staff, with implications for businesses involved in such matters. Updates will be published on their website if schedule changes occur, emphasizing the importance of regulatory awareness for corporations.

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Compliance, Regulatory 22 Jan 2025 business compliance, federal trade commission, corporate governance, clayton act, interlocking directorates

⚖️FTC Updates Jurisdictional Thresholds for Clayton Act Compliance

The Federal Trade Commission announces the revised thresholds for interlocking directorates required by the 1990 amendment of section 8 of the Clayton Act.

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Compliance, Financial Regulation 16 Jan 2025 reporting and recordkeeping requirements, irs, income taxes, taxes, employee remuneration, corporate governance, publicly held corporations

💰Proposed IRS Regulations on Employee Remuneration Deductions

This document sets forth proposed regulations under section 162(m) of the Internal Revenue Code, which limits the deduction for certain employee remuneration in excess of $1,000,000 for Federal income tax purposes. These proposed regulations implement the amendments made to section 162(m) by the American Rescue Plan Act of 2021. These proposed regulations would affect publicly held corporations.

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