Notice 4 Feb 2025 compliance, regulation, securities, self-regulatory organizations, miami, fines

📈MIAX Emerald's Minor Rule Violation Plan

The Securities and Exchange Commission has declared effective MIAX Emerald, LLC's minor rule violation plan, permitting the exchange to impose fines for specific minor violations without engaging in formal disciplinary actions. The plan streamlines the enforcement process while ensuring ongoing compliance with regulatory standards.

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Notice 4 Feb 2025 compliance, education, funding, federal grants, charter schools

📚Withdrawal of Charter School Grant Applications by Education Department

The Department of Education (Department) withdraws the notice inviting applications (NIA) for fiscal year (FY) 2025 for CSP CMO Grants.

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Notice 4 Feb 2025 broker-dealers, derivatives, compliance, sec, regulation, financial services

📊SEC Proposes Extension of Information Collection Under Rule 15c3-1

The SEC is soliciting comments on the existing collection of information related to Appendix F of Rule 15c3-1, which governs net capital rules for OTC derivatives dealers. The notice highlights compliance requirements and seeks feedback on the proposed information collection process, ensuring its practicality and potential improvements.

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Notice 4 Feb 2025 compliance, business regulations, antitrust, research consortium, medical technology

🏥MTEC Membership Update Under National Cooperative Research Act

The Department of Justice announces a notice regarding changes in the membership of the Medical Technology Enterprise Consortium under the National Cooperative Research and Production Act. The update confirms new members joining the consortium, while maintaining existing activities and emphasizing the openness of membership for future participants.

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Notice 4 Feb 2025 compliance, international trade, china, business regulation, u.s. international trade commission, antidumping duties, vietnam, south africa

📦Expedited Reviews for Uncovered Innerspring Units Trade Notice

The Commission hereby gives notice of the scheduling of expedited reviews pursuant to the Tariff Act of 1930 ("the Act") to determine whether revocation of the antidumping duty orders on uncovered innerspring units from China, South Africa, and Vietnam would be likely to lead to continuation or recurrence of material injury within a reasonably foreseeable time.

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Notice 4 Feb 2025 compliance, federal reserve, regulation y, bank holding companies, mergers and acquisitions

🏦Notice on Bank Holding Companies' Formations and Mergers

The Federal Reserve System's notice details the processes for the formation, acquisition, and merger of bank holding companies under the Bank Holding Company Act. It outlines the necessary approvals, public commentary opportunities, and the significance of compliance with regulatory standards, ensuring transparency and public engagement in banking activities.

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Rule 4 Feb 2025 compliance, regulations, aviation, faa, safety, aircraft, aviation safety, incorporation by reference, air transportation, helicopter safety, airworthiness, easa

🚁FAA Issues Airworthiness Directive for Airbus Helicopters

The FAA is adopting a new airworthiness directive (AD) for all Airbus Helicopters Model AS332L, AS332L1, AS 365 N3, SA-365C1, SA- 365C2, SA-365N, and SA-365N1 helicopters. This AD was prompted by a report that certain rescue hoist cable assemblies may be equipped with a defective ball end. This AD requires inspecting certain rescue hoist cable assemblies and, depending on the results, replacing the rescue hoist cable assembly. This AD also allows installing certain rescue hoist cable assemblies and certain rescue hoists provided its requirements are met. These actions are specified in a European Union Aviation Safety Agency (EASA) AD, which is incorporated by reference. The FAA is issuing this AD to address the unsafe condition on these products.

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Rule 4 Feb 2025 compliance, regulations, aviation, safety, aircraft, aviation safety, incorporation by reference, air transportation, financial impact, maintenance, airworthiness

✈️FAA Issues Airworthiness Directive for Bombardier Airplanes

The FAA is superseding Airworthiness Directive (AD) 2021-10- 02, which applied to all Bombardier, Inc., Model BD-700-1A10 and BD- 700-1A11 airplanes. AD 2021-10-02 required repetitive general visual inspections of the left- and right-hand elevator torque tube bearings for any sand, dust, or corrosion; repetitive functional tests of the elevator control system; and replacement of the elevator torque tube bearings if necessary. This AD continues to require certain actions in AD 2021-10-02 and requires revising the existing maintenance or inspection program, as applicable, to incorporate a new airworthiness limitation. This AD was prompted by a determination that a new airworthiness limitation is necessary. The FAA is issuing this AD to address the unsafe condition on these products.

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Notice 4 Feb 2025 compliance, sec, regulation, finance, securities, swap execution facilities

📈SEC Grants Registration for New Security-Based Swap Execution Facilities

The Securities and Exchange Commission has approved the registration of eight entities as Security-Based Swap Execution Facilities (SBSEFs). This document outlines the compliance requirements these facilities must adhere to, including adherence to specific regulatory rules and statutory core principles designed to ensure market integrity and transparency.

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Notice 4 Feb 2025 compliance, risk management, cftc, derivatives, clearing members, financial stability

📊CFTC Notice on Clearing Member Risk Management Compliance

The Commodity Futures Trading Commission ("Commission" or "CFTC") is announcing an opportunity for public comment on the proposed renewal of a collection of certain information by the agency. Under the Paperwork Reduction Act ("PRA"), Federal agencies are required to publish notice in the Federal Register concerning each proposed collection of information, including each proposed extension of an existing collection of information, and to allow 60 days for public comment. This notice solicits comments on the obligation to maintain records related to clearing documentation between a customer and the customer's clearing member, as required under Commission regulations.

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