⚡Notice of Changes to eTariff Filing - Business Implications
The Department of Energy's Federal Energy Regulatory Commission announces changes to the eTariff filing system to streamline the designation of applicants and service list entries. These adjustments aim to improve clarity and efficiency in filing processes for businesses, ensuring better compliance and responsiveness to regulatory requirements.
Learn More🏦Regulatory Notice on Bank Holding Company Formations and Acquisitions
The Federal Reserve System issued a notice regarding applications for the formation and acquisition by bank holding companies. Companies are invited to comment on these applications, which include potential acquisitions and mergers affecting banks and non-banking entities, underscoring the importance of regulatory compliance in the financial sector.
Learn More⚡Combined Notice of Filings from the Department of Energy
This notice outlines recent electric corporate filings and regulatory actions taken by the Federal Energy Regulatory Commission, including applications for authorization and self-certification of exempt wholesale generator status. It highlights the importance of public participation and compliance within the energy sector, as well as the process for interested parties to intervene or comment on filings.
Learn More🦷DEA Revokes Registration of Dentist in Colorado
The Drug Enforcement Administration has revoked the DEA registration of James T. Craig, D.D.S. due to his lack of authority to practice dentistry in Colorado. This decision emphasizes the importance of maintaining valid state licenses for practitioners handling controlled substances, detailing the implications of default in regulatory actions.
Learn More📊Federal Reserve's Liquidity Monitoring Report Extension Announced
The Board of Governors of the Federal Reserve System (Board) is adopting a proposal to extend for three years, without revision, the Complex Institution Liquidity Monitoring Report (FR 2052a; OMB No. 7100-0361).
Learn More📈Notice of Withdrawal of Proposed Options Regulatory Fee Waiver
The SEC issued a notice regarding the withdrawal of a proposed rule change by NYSE American, LLC, which aimed to waive the Options Regulatory Fee for December 2024. The proposal was temporarily suspended for review but ultimately was withdrawn shortly after its introduction. This development is crucial for stakeholders in the securities trading sector, impacting operational costs and regulatory compliance.
Learn More📊Withdrawal of Proposed Rule Change on Shareholder Meetings
The Securities and Exchange Commission formally acknowledged the withdrawal of a proposed rule change by Cboe BZX Exchange, which sought to exempt closed-end management investment companies from annual shareholder meeting requirements. This action underscores the complexities of regulatory compliance for investment companies under the Investment Company Act of 1940.
Learn More🚫Cuba Restricted List Impacts Financial Transactions for Businesses
The Department of State is publishing a List of Restricted Entities and Subentities Associated With Cuba (Cuba Restricted List) with which direct financial transactions are generally prohibited under the Cuban Assets Control Regulations (CACR). The Department of Commerce's Bureau of Industry and Security (BIS) generally will deny applications to export or reexport items for use by entities or subentities on the Cuba Restricted List.
Learn More📉Applications for Deregistration Under Investment Company Act
Applicant, a unit investment trust, seeks an order declaring that it has ceased to be an investment company. Applicant has never made a public offering of its securities and does not propose to make a public offering or engage in business of any kind. Filing Date: The application was filed on June 21, 2024. Applicant's Address: One American Row, Hartford, Connecticut 06103.
Learn More📊CFTC Notice on Renewal of Information Collection for Swap Dealers
The Commodity Futures Trading Commission ("Commission" or "CFTC") is announcing an opportunity for public comments on the proposed renewal of a collection of certain information by the agency. Under the Paperwork Reduction Act ("PRA"), Federal agencies are required to publish notice in the Federal Register concerning each proposed collection of information, including each proposed renewal of an existing collection of information, and to allow 60 days for public comment in response to the notice. This notice solicits comments on the collection of information mandated by Commission regulations 23.600 (Risk Management Program for Swap Dealers and Major Swap Participants), 23.601 (Monitoring of Position Limits), 23.602 (Diligent Supervision), 23.603 (Business Continuity and Disaster Recovery), 23.606 (General Information: Availability for Disclosure and Inspection), and 23.607 (Antitrust Considerations).
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