Notice
3 Mar 2025
compliance, sec, regulation, market participants, financial, clearing agency, treasury securities
🏦Temporary Exemptive Relief for U.S. Treasury Securities CCAs Explained
The SEC has adopted temporary exemptive relief from enforcing compliance with Rule 17ad-22(e)(6)(i) for U.S. Treasury securities clearing agencies until September 30, 2025. This measure aims to facilitate the separation of margin for proprietary versus customer transactions, assisting direct participants in implementing the necessary operational changes. The exemption is intended to reduce market disruption and promote orderly implementation of the new regulations.
Learn More
Regulatory Requirements, Financial Services
22 Jan 2025
regulatory compliance, risk management, securities exchange, clearing agency, treasury securities
Regulatory Compliance, Financial Services
21 Jan 2025
sec, finance, proposed rule change, clearing agency, lch, fee grid