Notice 24 Apr 2025 sec, regulatory compliance, risk management, financial markets, clearing agency, treasury securities

💰SEC Evaluates CME Securities Clearing Agency Registration Application

The SEC is assessing CME Securities Clearing, Inc.'s application for registration as a clearing agency under the Securities Exchange Act. The review encompasses stakeholder feedback on risk management and regulatory capital considerations, aiming to ensure compliance and operational efficacy for market participants in handling U.S. Treasury securities transactions.

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Notice 22 Apr 2025 sec, regulatory compliance, clearing agency, lch sa, liquidity risk, collateral management

💧LCH SA's Proposed Rule Change on Liquidity Risk Framework

The Securities and Exchange Commission published a notice concerning LCH SA’s proposed amendments to its Liquidity Risk Modelling Framework. The revisions aim to enhance the management of liquidity risks and clarify the treatment of collateral by detailing processes for liquidity needs arising from daily settlement, thereby aligning operational procedures with empirical data and regulatory standards.

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Notice 27 Mar 2025 regulation, financial services, fees, clearing agency, cash management, lch sa, collateral

💵LCH SA Proposes Changes to Cash and Securities Collateral Fees

LCH SA has submitted a proposed rule change to amend its fee structures for cash and securities collateral used as initial margin in its CDSClear service. The changes aim to enhance competitive dynamics and improve liquidity risk profiles by adjusting fees and spreads based on market conditions and operational considerations.

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Notice 3 Mar 2025 compliance, sec, regulation, market participants, financial, clearing agency, treasury securities

🏦Temporary Exemptive Relief for U.S. Treasury Securities CCAs Explained

The SEC has adopted temporary exemptive relief from enforcing compliance with Rule 17ad-22(e)(6)(i) for U.S. Treasury securities clearing agencies until September 30, 2025. This measure aims to facilitate the separation of margin for proprietary versus customer transactions, assisting direct participants in implementing the necessary operational changes. The exemption is intended to reduce market disruption and promote orderly implementation of the new regulations.

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Regulatory Requirements, Financial Services 22 Jan 2025 regulatory compliance, risk management, securities exchange, clearing agency, treasury securities
Regulatory Compliance, Financial Services 21 Jan 2025 sec, finance, proposed rule change, clearing agency, lch, fee grid