Notice 10 Jun 2025 compliance, exchange, regulation, finance, securities, cboe, retail orders, equities

📈Cboe EDGX Amendments for Retail Orders in Principal Capacity

The Cboe EDGX Exchange proposes to amend its rules to allow Retail Member Organizations to enter retail orders in a principal capacity. This change aims to improve execution prices for retail customers and requires RMOs to adopt new compliance measures, enhancing market efficiency and competition while fostering better trading conditions for individual investors.

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Notice 10 Jun 2025 cboe, securities exchange commission, trading rules, financial markets, index options

📈Cboe's Proposed Rule Change for Exclusively Listed Options

The Cboe Exchange is revising its opening process for simple orders in exclusively listed index options. The proposed changes aim to enhance market efficiency by enabling quicker openings in response to market conditions, benefiting traders and investors in managing their positions more effectively. The adjustments include automated forced openings under specific scenarios, promoting a more streamlined trading environment.

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Notice 10 Jun 2025 regulation, finance, securities, cboe, fees, bzx, closed-end funds

💰Cboe BZX Proposes New Fees for Closed-End Funds Listings

Cboe BZX Exchange has submitted a proposed rule change to amend listing fees for Closed-End Funds, establishing entry fees of $10,000 and annual fees of $12,500. The proposal aims to create a competitive pricing structure that could attract more issuers by significantly lowering costs compared to existing fees. The Exchange believes these changes will enhance competition among listing venues.

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Notice 6 Jun 2025 trading, regulation, cboe, bitcoin, options, pm-settled

📈Cboe Proposal for P.M.-Settled Options on Bitcoin ETF Index

The Securities and Exchange Commission has received a notice regarding a proposed rule change by Cboe Exchange, Inc. to add P.M.-settled options on the Cboe Bitcoin U.S. ETF Index and Mini-Cboe Bitcoin U.S. ETF Index. The amendment includes provisions for weekly and quarterly expirations, enhancing market participants' ability to tailor their investment strategies effectively.

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Notice 6 Jun 2025 regulatory compliance, cboe, securities exchange, options trading, financial markets

📈Cboe Exchange Proposes Amendments to Options Trading Rules

The Securities and Exchange Commission announces a proposed rule change by Cboe Exchange, Inc. aimed at amending its Automated Improvement Mechanism (AIM) for complex orders involving S&P 500 Index options. These changes intend to improve price improvement opportunities while addressing order size constraints relevant to the trading environment.

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Notice 5 Jun 2025 market data, sec, cboe, financial regulation, fee structure, retail brokers

📈Cboe Announces New Retail Broker Program with Fee Waivers

The Securities and Exchange Commission (SEC) published a notice for the Cboe EDGA Exchange's proposed rule change to implement a Small Retail Broker Hosted Solutions Program. This program will include fee waivers and updated eligibility criteria, aimed at enhancing access to market data and increasing competitiveness among retail brokers.

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Notice 30 May 2025 compliance, cboe, financial regulation, securities exchange commission, trading rules

📈Cboe EDGX Announces Proposed Rule Changes Impacting Trading

The Securities and Exchange Commission has published a notice concerning Cboe EDGX Exchange's proposed amendments to trading rules. The changes include the public disclosure of data sources for order handling, routing, and execution, alongside the removal of specific primary listing markets, aimed at enhancing clarity and compliance within trading practices.

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Notice 30 May 2025 regulatory compliance, cboe, rule change, securities exchange commission, financial markets, edga

📊Cboe EDGA Exchange Proposed Rule Change

The Securities and Exchange Commission announces the immediate effectiveness of a proposed rule change by Cboe EDGA Exchange regarding public disclosure of data sources used for order handling, routing, execution, and compliance. The amendment reflects the name change of NYSE Chicago to NYSE Texas, promoting greater clarity and transparency in the exchange's operations. Comments from the public are solicited for further input.

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Notice 29 May 2025 compliance, cboe, securities regulation, trading permits, application fees

⚖️Cboe Updates Application Fee Timing and Withdrawal Regulations

The Securities and Exchange Commission has published a notice regarding Cboe Exchange's proposed rule changes aimed at clarifying application fee submission deadlines and withdrawal timelines. These amend existing rules to provide more flexibility for prospective Trading Permit Holders in submitting fees and clarify application processing timelines, thereby enhancing operational efficiency.

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Notice 29 May 2025 cboe, options trading, financial regulation, s&p 500, market strategies, equities

📈Cboe Approves New P.M.-Settled Options for S&P 500 Index

The Securities and Exchange Commission has granted Cboe Exchange the authority to list and trade p.m.-settled options on the S&P 500 Equal Weight Index, expanding the options trading landscape. This regulatory change aims to enhance market opportunities and flexibility for participants, aligning trading strategies with specific timing needs.

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