Notice 28 Apr 2025 sec, securities regulation, co-investment, business development companies

📈SEC Notice on Co-Investment for Business Development Companies

The SEC has issued a notice regarding an application for co-investment permissions under the Investment Company Act for several affiliated entities, including Jefferies Finance LLC. This move may lead to streamlined terms for investment collaboration among business development companies and their affiliates, promoting enhanced financial cooperation and investment strategies.

Learn More
Notice 28 Apr 2025 sec, regulation, investment company act, co-investment, business development companies

📈SEC Notice on Co-Investment Application by PGIM Companies

The SEC has issued a notice regarding an application from PGIM entities seeking an order to permit certain joint transactions under the Investment Company Act. This includes co-investment opportunities among Business Development Companies and affiliated investment entities, with streamlined terms outlined compared to past orders.

Learn More
Notice 25 Apr 2025 sec, regulatory, investment, financial services, business development companies

📈SEC Exemption Notice for KKR FS Income Trust Investment Class Shares

The Securities and Exchange Commission (SEC) issues a notice regarding KKR FS Income Trust's application for an exemption under the Investment Company Act. This would allow certain investment companies to issue multiple classes of shares, each with varying fees. The content includes details on applicant representation and the process required for public hearing requests.

Learn More
Notice 22 Apr 2025 sec, regulatory compliance, co-investment, business development companies, investment management

💼SEC Notice on Co-Investment Application for Business Development Companies

The Securities and Exchange Commission has announced a notice regarding an application that seeks permission for certain business development companies to co-invest in portfolio companies, aiming to streamline investment practices and foster collaboration among investment firms. Interested parties can request a hearing on the matter.

Learn More
Notice 22 Apr 2025 sec, regulation, finance, securities, investment, business development companies

📈SEC Notice on Investment Company Exemption for Multiple Share Classes

This SEC notice addresses an application under the Investment Company Act for HPS Corporate Lending Fund and affiliates seeking an exemption to issue various classes of shares. It outlines potential hearing processes and relevant contacts while providing a framework for how regulated entities may adjust their share issuance practices.

Learn More
Notice 22 Apr 2025 compliance, sec, regulation, investment companies, business development companies

📈SEC Notice on Joint Transactions for Investment Companies

The SEC issued a notice regarding an application by MidCap Financial Investment Corporation and others for an order permitting joint transactions among business development companies under the Investment Company Act. This includes streamlined conditions compared to previous orders, impacting future investment strategies and compliance requirements for involved firms.

Learn More
Notice 15 Apr 2025 sec, regulation, investment, co-investment, business development companies

📈SEC Notice on Co-Investment Approval for Business Development Companies

The SEC has issued a notice regarding an application by Sixth Street Specialty Lending and others for an order under the Investment Company Act, allowing certain business development companies to co-invest in portfolio companies, facilitating streamlined investment processes compared to past approvals.

Learn More
Notice 8 Apr 2025 sec, regulation, securities, investment companies, co-investment, business development companies

💼SEC Notice on Co-Investment for Business Development Companies

The SEC has issued a notice regarding an application from various business development companies for permission to co-invest in portfolio companies alongside affiliated investment entities. The notice outlines streamlined procedures compared to previous orders and details applicant information. The application aims to facilitate joint financial ventures and improve investment strategies in compliance with SEC regulations.

Learn More
Notice 1 Apr 2025 regulatory compliance, securities, investment, co-investment, business development companies

🤝SEC Notice on Co-Investment Opportunities for Business Development Companies

The SEC issued a notice allowing certain business development companies to co-invest in portfolio companies, enhancing collaborative investment strategies. The application includes multiple LAGO entities seeking regulatory relief from restrictions under the Investment Company Act, thereby promoting joint investment opportunities beneficial for growth and diversification.

Learn More
Notice 25 Mar 2025 sec, financial services, regulatory exemption, investment companies, business development companies

📈SEC Notice for Exemption on Issuing Multiple Share Classes

The SEC has issued a notice regarding an application from North Haven Private Income Fund LLC and others for an exemption under the Investment Company Act of 1940. This exemption would allow investment companies to issue various classes of shares with differing sales loads and fees, potentially altering the structure of financial services within the business development sector.

Learn More