Notice 4 Jun 2025 compliance, sec, regulations, investment, financial reporting, broker-dealers

📈SEC Proposed Rule 139b

The SEC is soliciting comments on the proposed extension of Rule 139b, which provides a safe harbor for broker-dealers publishing research reports on covered investment funds. It requires standardized performance disclosures aimed at reducing investor confusion. The process may elevate compliance costs for involved broker-dealers, impacting their operational practices.

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Proposed Rule 4 Jun 2025 compliance, environmental regulation, environmental protection, epa, reporting and recordkeeping requirements, incorporation by reference, intergovernmental relations, ozone, air pollution control, air quality, california, nitrogen oxides, portland cement, ekapcd

🏭Proposed Regulation on Portland Cement Kiln Emissions in California

The Environmental Protection Agency (EPA) is proposing to approve a revision to the Eastern Kern Air Pollution Control District (EKAPCD or "District") portion of the California State Implementation Plan (SIP). This revision concerns emissions of oxides of nitrogen (NO<INF>X</INF>) from Portland cement kilns. We are proposing to approve a local rule to regulate these emission sources under the Clean Air Act (CAA or "Act"). We are taking comments on this proposal and plan to follow with a final action.

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Notice 4 Jun 2025 regulation, investment, nasdaq, options trading, financial markets, etf, cryptocurrency

📈Proposed Rule Change for Options Trading on Hashdex ETF

The Securities and Exchange Commission announces a proposed rule change that would allow the Nasdaq ISE to list and trade options on the Hashdex Nasdaq Crypto Index US ETF. The change aims to provide investors with additional investment tools and is drafted to ensure compliance with existing market regulations while addressing potential manipulative behaviors in trading.

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Notice 4 Jun 2025 regulatory compliance, paperwork reduction act, coast guard, maritime industry, vessel inspection

🚢Vessel Inspection Regulations

In compliance with the Paperwork Reduction Act of 1995 the U.S. Coast Guard is forwarding an Information Collection Request (ICR), abstracted below, to the Office of Management and Budget (OMB), Office of Information and Regulatory Affairs (OIRA), requesting an extension of its approval for the following collection of information: 1625-0032, Vessel Inspection Related Forms and Reporting Requirements Under Title 46 U.S. Code; without change. Our ICR describes the information we seek to collect from the public. Review and comments by OIRA ensure we only impose paperwork burdens commensurate with our performance of duties.

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Notice 4 Jun 2025 compliance, sec, business regulation, securities, financial services, investment company act, deregistration

📉Notice of Applications for Deregistration Under Investment Company Act

Applicant, a closed-end investment company, seeks an order declaring that it has ceased to be an investment company. On September 27, 2025, applicant made liquidating distributions to its shareholders based on net asset value. Expenses of $44,294 incurred in connection with the liquidation were paid by the applicant. Filing Dates: The application was filed on February 13, 2025 and amended on May 13, 2025. Applicant's Address: 660 Fifth Avenue, Level 15, New York, New York 10103.

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Notice 4 Jun 2025 agriculture, advisory committee, funding, idaho, forestry, community engagement

🌲Idaho Panhandle Resource Advisory Committee Meeting Notice

The Idaho Panhandle Resource Advisory Committee (RAC) will hold public meetings according to the details shown below. The committee is authorized under the Secure Rural Schools and Community Self-Determination Act (the Act) and operates in compliance with the Federal Advisory Committee Act. The purpose of the committee is to improve collaborative relationships and to provide advice and recommendations to the Forest Service concerning projects and funding consistent with Title II of the Act, as well as make recommendations on recreation fee proposals for sites on the Idaho Panhandle National Forests within Benewah, Bonner, Boundary, Kootenai, and Shoshone Counties, consistent with the Federal Lands Recreation Enhancement Act.

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Presidential Document 4 Jun 2025 regulation, defense, national security, supply chain, manufacturing

⚙️Presidential Waiver on Defense Production Act and Business Impact

The memorandum outlines a waiver of statutory requirements under the Defense Production Act of 1950, aimed at boosting the capacity for producing munitions and critical minerals essential for national defense. The directive emphasizes the necessity of a resilient domestic industrial base to ensure national security, directing relevant departments to take immediate action.

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Notice 4 Jun 2025 market data, regulation, financial services, securities exchange commission, cboe bzx, cost reduction, retail brokers

📉Cboe BZX Introduces Program for Small Retail Brokers with Fee Waivers

Cboe BZX Exchange proposes a rule change to establish a Small Retail Broker Hosted Solutions Program, aiming to enhance data accessibility for retail investors. The initiative includes fee waivers for hosting brokers and external subscribers, promoting collaboration within the sector. This aims to foster competitiveness and broaden market access, potentially benefiting smaller firms and their investors.

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Notice 4 Jun 2025 compliance, regulation, finance, securities, investment, nyse, reporting

📈NYSE Rule 4530 Proposed Change

The Securities and Exchange Commission has published a notice regarding the proposed adoption of NYSE Rule 4530, which establishes new reporting requirements for member organizations. This rule includes mandates for reporting specified events and customer complaints, aimed at enhancing regulatory compliance and harmonization among exchanges. The proposed rule change is open for public comment before its implementation.

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Notice 4 Jun 2025 nuclear, energy, regulation, infrastructure, construction, business, design approval

⚛️NRC Approves NuScale US460 Small Modular Reactor Design

The U.S. Nuclear Regulatory Commission (NRC) has issued a standard design approval (SDA) to NuScale Power, LLC (NuScale) for the NuScale US460 small modular reactor (SMR) standard design. The SDA allows the NuScale US460 SMR standard design to be referenced in an application for a construction permit or operating license, or an application for a combined license or manufacturing license under NRC regulations.

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