Notice 8 Jul 2025 compliance, regulations, securities, investment, financial services, fundraising

📈SEC Notice on Hamilton Lane Private Assets Fund Regulation

The SEC has issued a notice regarding Hamilton Lane's application for an exemption under the Investment Company Act to allow multiple share classes and impose fees. This development highlights potential regulatory changes affecting investment strategies and compliance in the financial sector.

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Notice 8 Jul 2025 regulatory compliance, energy, renewable energy, market power analysis, federal energy

⚡Combined Notice of Filings #2

The Department of Energy and the Federal Energy Regulatory Commission issued a Combined Notice of Filings detailing various filings by exempt wholesale generators and electric rate changes. This includes updates on market power analyses and self-certifications necessary for compliance within the energy sector, with specified comment dates for industry stakeholders.

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Notice 8 Jul 2025 compliance, sec, securities, financial regulation, broker-dealers

📊SEC Proposes Extension for Form Custody Filing Compliance

The SEC is requesting an extension for the collection of information related to Form Custody, which requires broker-dealers to report on asset custody. This process is crucial for regulatory oversight and entails significant compliance costs, impacting approximately 3,470 entities in the securities industry. Comments are invited to enhance the collection's quality and feasibility.

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Notice 8 Jul 2025 compliance, energy, regulation, renewable energy, wholesale generators

⚡Notice of Effectiveness of Exempt Wholesale Generator Status

The Department of Energy has announced the effective status of numerous entities as Exempt Wholesale Generators under federal regulations. This designation allows these entities to participate in energy markets more freely, likely leading to increased investments and operations in renewable energy generation and storage sectors.

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Notice 8 Jul 2025 regulatory compliance, postal service, business agreements, competitive products, comments deadline

📦Postal Regulatory Notice on New Products and Agreements

The Commission is noticing a recent Postal Service filing for the Commission's consideration concerning a negotiated service agreement. This notice informs the public of the filing, invites public comment, and takes other administrative steps.

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Notice 8 Jul 2025 regulations, finance, securities, nyse arca, options trading, fee schedule, rebates

📈NYSE Arca Proposes Changes to Options Fee Schedule and Rebates

NYSE Arca, Inc. has filed a proposed rule change to modify its Options Fee Schedule, aiming to improve the clarity of the Manual Billable Rebate Program. This modification will enhance readability and reduce confusion among Floor Brokers participating in the FB Prepay Program, without introducing substantive changes to the existing rebate structure.

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Notice 8 Jul 2025 public meeting, u.s. department of commerce, export regulations, environmental technologies, trade advisory

🌍Notice of Environmental Technologies Trade Advisory Committee Meeting

The Environmental Technologies Trade Advisory Committee (ETTAC) will hold a virtual meeting on Friday, July 25, 2025. The meeting is open to the public with registration instructions provided below. This notice sets forth the schedule and proposed topics for the meeting.

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Notice 8 Jul 2025 compliance, healthcare, medical license, dea, drug enforcement, state regulation, physician

⚖️DEA Revokes Physician's Registration

The Drug Enforcement Administration has issued a decision revoking the DEA registration of Dr. William Washington due to his lack of authority to practice medicine in Washington State. The order emphasizes the requirement for physicians to maintain state licensing to handle controlled substances, impacting compliance standards within the healthcare sector.

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Rule 8 Jul 2025 compliance, environmental regulation, environmental protection, epa, administrative practice and procedure, reporting and recordkeeping requirements, air pollution control, air quality, hazardous substances, emissions standards, coke oven

♻️Revised Compliance Deadlines for Coke Oven Emission Standards

The U.S. Environmental Protection Agency (EPA) is taking interim final action on revisions to the National Emission Standards for Hazardous Air Pollutants (NESHAP) for the Coke Oven Batteries (COB) source category and the Coke Ovens: Pushing, Quenching, and Battery Stacks (PQBS) source category by revising certain compliance deadlines for standards finalized in 2024. Specifically, the EPA is amending the compliance deadlines for certain 2024 revisions to the COB and PQBS NESHAPs from July 7, 2025 and January 6, 2026, to July 5, 2027. The EPA seeks comment on this final action and will respond to comments received and revise this final action as appropriate.

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Notice 8 Jul 2025 regulatory compliance, law enforcement, state department, security vetting, visa applicants

🔒Re-Delegation of Authority for Visa Security Vetting Announced

The State Department is publishing a Delegation of Authority signed by the Assistant Secretary of Administration, pursuant to Department of State Delegations of Authority.

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