Notice
23 Apr 2025
regulation, nyse, securities, compliance, underwriter, financial services, ipo
💼NYSE Proposes New Rule for Principal Underwriters in IPOs
The Securities and Exchange Commission notices a proposed rule change by the New York Stock Exchange, introducing new requirements for principal underwriters involved in initial listings. This includes establishing a category of Limited Underwriting Members, impacting how businesses engage in underwriting for public offerings.
Learn More