Notice
23 Apr 2025
compliance, regulation, securities, nyse, financial services, ipo, underwriter
💼NYSE Proposes New Rule for Principal Underwriters in IPOs
The Securities and Exchange Commission notices a proposed rule change by the New York Stock Exchange, introducing new requirements for principal underwriters involved in initial listings. This includes establishing a category of Limited Underwriting Members, impacting how businesses engage in underwriting for public offerings.
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