Notice 29 Sep 2025 options trading, nasdaq phlx, regulatory changes, transaction fees, financial regulation, broker-dealers

💼Nasdaq PHLX Proposes Changes to Options Transaction Fees

Nasdaq PHLX LLC proposes changes to its Options 7 regulations, adjusting transaction fees and incentive programs. Key amendments include replacing the Broker-Dealer Customer Facilitation waiver with a transaction cap and altering the Floor Broker Incentive Program to incorporate electronic QCC orders. These adjustments seek to encourage larger trade volumes and potentially enhance trading dynamics on the Exchange.

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Notice 26 Sep 2025 nyse, securities regulation, lead market makers, market quality, transaction fees

💼NYSE Texas Proposes New Fee Schedule for Lead Market Makers

The NYSE Texas proposes changes to its Fee Schedule to introduce transaction fees, credits, and performance-based financial incentives for Lead Market Makers. This initiative aims to enhance market quality and attract participants amidst a competitive trading environment, encouraging higher liquidity and stability in the exchange.

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Notice 3 Jun 2025 sec, financial regulations, nasdaq, transaction fees, liquidity incentives, equity markets, financial trading

📈Nasdaq Proposes Major Amendments on Trading Fees and Incentives

The Nasdaq Stock Market has filed a proposed rule change that involves amendments to transaction fees and credits aimed at enhancing liquidity and attracting more trading participation. Key changes include fee reductions and the introduction of new credits for member firms, promoting a more competitive trading environment while addressing previously outdated fee structures.

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Notice 18 Mar 2025 compliance, regulation, finance, securities, nasdaq, transaction fees

💰Nasdaq Proposes Changes to Transaction Fees Affecting Businesses

The Nasdaq Stock Market LLC has filed a proposed rule change to amend its transaction fees for the Nasdaq Report Center and the Equity Trade Journal for Clearing Firms. This notice invites comments from interested parties on the proposal, highlighting the importance of stakeholder feedback in the regulatory process.

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Notice 6 Feb 2025 financial markets, box exchange, regulatory changes, securities exchange, transaction fees

📈BOX Exchange Proposes Increase in Manual Transaction Fees

The SEC has published a notice regarding BOX Exchange LLC's proposed rule change to amend the Fee Schedule, specifically increasing the manual transaction fees for Floor Market Makers in the BOX Options Market. This rule is designated for immediate effectiveness and invites comments from stakeholders about the change.

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Compliance, Financial Impact 27 Jan 2025 cboe bzx, trading compliance, financial regulation, self-regulatory organization, transaction fees