Notice 30 May 2025 compliance, cboe, financial regulation, securities exchange commission, trading rules

📈Cboe EDGX Announces Proposed Rule Changes Impacting Trading

The Securities and Exchange Commission has published a notice concerning Cboe EDGX Exchange's proposed amendments to trading rules. The changes include the public disclosure of data sources for order handling, routing, and execution, alongside the removal of specific primary listing markets, aimed at enhancing clarity and compliance within trading practices.

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Notice 6 May 2025 nyse, securities exchange, financial regulation, trading rules, debt securities

📈NYSE Proposes Rule Change for Trading Unlisted Debt Securities

The Securities and Exchange Commission has published a notice regarding the New York Stock Exchange's proposed amendments to Rules 1400 and 1401, aimed at enhancing the trading of unlisted debt securities on its NYSE Bonds platform. The proposed changes seek to expand trading options, improve regulatory compliance, and promote a competitive and transparent bond market.

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Notice 14 Apr 2025 options trading, financial regulation, trading rules, miami international securities exchange, index options

📈Rule Change for MIAX Trading Sessions

The SEC has published a notice regarding a proposed rule change from the Miami International Securities Exchange (MIAX) to amend Trading Rule 1808. The amendment will alter the price calculation for index options on days when the primary market fails to open, utilizing the last reported sale price from the previous trading day to establish more consistent and reliable settlement values.

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Notice 19 Mar 2025 financial regulations, nasdaq, trading rules, securities law, order entry protocol

📈Nasdaq Proposes CORE FIX Protocol

The SEC has announced the immediate effectiveness of Nasdaq's proposed rule change to introduce a new order entry protocol named "CORE FIX." This protocol caters to users of FIX who currently do not utilize its routing capabilities, aiming to streamline order handling and improve order latency without making substantive rule changes.

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Notice 19 Mar 2025 sec, regulatory compliance, options trading, trading rules, financial markets, iex

📈New Rules for Options Trading on Investors Exchange (IEX)

This document details the proposed amendments to trading rules for options in the Investors Exchange LLC (IEX). It discusses the introduction of a fully automated trading system and various provisions aimed at improving market efficiency and reducing risks associated with stale quotes, thereby establishing a robust framework for options trading.

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Notice 14 Mar 2025 nyse, options, trading rules, financial markets, etfs, sec regulations, commodity-based trust shares

📈NYSE Proposal to Allow Options on Commodity-Based Trust Shares

NYSE American has filed a proposed rule change to amend Rule 915, permitting options on Commodity-Based Trust Shares. This change aligns with existing regulations, aims to increase investment options, and enhance competition in the market. The initiative is expected to benefit investors by providing additional risk management tools through listed options.

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Notice 20 Feb 2025 sec, regulation, nasdaq, options trading, trading rules

📈Nasdaq ISE Proposes Changes to Options Trading Rules

The Securities and Exchange Commission has published a notice regarding Nasdaq ISE's proposed amendments to various options rules, aiming to clarify and refine trading mechanisms such as Stop Order definitions, response treatments, and risk protections. The proposal seeks to enhance operational effectiveness within the options trading framework, inviting public comments for further evaluation.

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Notice 19 Feb 2025 regulatory compliance, nasdaq, trading rules, market makers, liquidity incentives

📈Nasdaq Rule Change on Market Maker Incentives

The Securities and Exchange Commission has published a notice regarding Nasdaq's proposed rule change to amend its pricing schedule related to market maker incentives for removing liquidity in penny symbols. This rule aims to adjust fee structures to facilitate improved trading conditions on the Nasdaq Options Market. Public comments are invited on the proposal.

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Compliance, Regulatory Requirements, Financial Services 13 Jan 2025 sec, risk management, trading rules, financial markets, future-option orders, cboe exchange
Regulatory Compliance, Financial Impact 10 Jan 2025 financial regulations, nasdaq, securities exchange commission, trading rules, port fees