Notice
29 May 2025
compliance, cboe, securities regulation, trading permits, application fees
⚖️Cboe Updates Application Fee Timing and Withdrawal Regulations
The Securities and Exchange Commission has published a notice regarding Cboe Exchange's proposed rule changes aimed at clarifying application fee submission deadlines and withdrawal timelines. These amend existing rules to provide more flexibility for prospective Trading Permit Holders in submitting fees and clarify application processing timelines, thereby enhancing operational efficiency.
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Notice
11 Mar 2025
regulatory compliance, financial services, securities exchange, business operations, trading permits
📈Cboe C2 Exchange Rule Change for Trading Permit Termination
The SEC has issued a notice regarding a proposed rule change by Cboe C2 Exchange, Inc., aimed at codifying the process for Trading Permit Holders to voluntarily terminate their permits. The new rule will streamline compliance while inviting public commentary on the proposal to ensure it aligns with existing regulations.
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