Notice 21 Jul 2025 regulatory compliance, securities, nyse arca, trading halts, market operations

📉NYSE Arca Proposes Amendments to Trading Halt Rules

NYSE Arca proposes significant amendments to its trading halt rules aimed at promoting clarity and consistency in halting and resuming trading across U.S. equity markets. The changes include new definitions for regulatory events and specific procedures to manage trading interruptions effectively. These amendments align with the updated Consolidated Tape Association Plan, ensuring fair and orderly market operations during cross-market disruptions.

Learn More
Notice 3 Jul 2025 compliance, regulation, securities, investment, nyse, financial services, trading halts

📈Proposed NYSE Rule Changes on Trading Halts Impact Businesses

The New York Stock Exchange (NYSE) filed proposed rule changes to amend its regulations on trading halts, intending to merge existing rules for clarity and consistency across self-regulatory organizations. The changes aim to enhance regulatory oversight for trading activities in response to operational or regulatory disruptions, thus promoting orderly market conditions.

Learn More
Notice 16 Apr 2025 compliance, nyse, securities regulation, market stability, trading halts

📈NYSE American Proposes Regulatory Halt Rule Changes for 2025

NYSE American LLC proposes amendments to Rule 7.18E regarding trading halts, in alignment with the Amended CTA Plan. The changes aim to clarify and harmonize procedures for regulatory and operational halts across U.S. exchanges, ensuring consistent responses to cross-market events and enhancing market stability while protecting investors.

Learn More