Notice
11 Aug 2025
compliance, regulations, financial services, nasdaq, automation, trade reporting
⚖️Nasdaq Automation Rule Change for Trade Reporting Compliance
The Nasdaq Stock Market LLC has proposed a new rule to automate the resubmission of rejected trade reports through its WorkX platform. This enhancement aims to streamline the reporting process, improve operational efficiency, and ensure compliance with SEC regulations, ultimately fostering market integrity and protecting investors.
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Notice
20 Jun 2025
compliance, sec, municipal securities, msrb, trade reporting
📈Proposed Amendments to MSRB Rule G-14 on Trade Reporting
The Securities and Exchange Commission discusses a proposed rule change by the Municipal Securities Rulemaking Board that modifies the reporting timeframe for transactions in municipal securities. The changes include reverting the reporting deadline to 15 minutes and promoting timely reporting "as soon as practicable," aiming to enhance market transparency and minimize compliance burdens for dealers.
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