Notice
20 Jun 2025
compliance, securities, financial regulation, finra, trace reporting
📈FINRA Proposes Amendments to TRACE Reporting Regulations
The SEC publishes a notice regarding FINRA's proposed rule changes to amend TRACE reporting rules, aiming to maintain a 15-minute reporting deadline and introduce simplified allocation reporting for managed accounts. The changes intend to enhance efficiency and address compliance concerns raised by financial firms engaged in transaction reporting.
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