Notice
19 Sep 2025
transaction reporting, securities regulation, finra, trace, compliance
📈FINRA Rule Change on Transaction Reporting for Securities
The SEC approves FINRA's proposal to maintain a 15-minute outer limit timeframe for reporting transactions in TRACE-eligible securities. This decision follows extensive discussions with member firms regarding the challenges of shorter reporting timeframes. The rule change is set to streamline reporting processes while supporting compliance clarity for financial institutions.
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