Notice 4 Feb 2025 compliance, sec, regulation, finance, securities, swap execution facilities

📈SEC Grants Registration for New Security-Based Swap Execution Facilities

The Securities and Exchange Commission has approved the registration of eight entities as Security-Based Swap Execution Facilities (SBSEFs). This document outlines the compliance requirements these facilities must adhere to, including adherence to specific regulatory rules and statutory core principles designed to ensure market integrity and transparency.

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