Notice
2 Sep 2025
compliance, sec, financial services, investment companies, rule 17a-10, subadvisers
📄SEC Rule 17a-10 Submission for OMB Review and Compliance
The SEC announces a request for OMB review regarding Rule 17a-10, which allows subadvisers to engage in transactions with affiliated funds. The document details the regulatory requirements and estimated compliance costs for investment companies, emphasizing necessary contractual modifications to comply with the rule.
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