Notice 18 Jul 2025 securities regulation, miax emerald, corporate governance, reverse stock split, stock market

📈MIAX Emerald Proposes Rule Change for Reverse Stock Split

The Securities and Exchange Commission published a notice regarding MIAX Emerald's proposed rule change to amend the certificate of incorporation of Miami International Holdings, Inc. This includes executing a reverse stock split, affecting the corporation's capital structure and shareholder voting rights, while retaining existing ownership restrictions.

Learn More
Notice 18 Jul 2025 regulatory compliance, securities exchange, reverse stock split, stock market, miami international holdings

📈MIAX Sapphire Proposes Rule Change for Reverse Stock Split

The Securities and Exchange Commission published a notice regarding MIAX Sapphire's filing to amend its certificate of incorporation for a proposed reverse stock split. The changes aim to retain existing ownership and voting limitations while allowing for structural adjustments within the exchange's governance framework. Shareholders are required to approve the amendments to proceed with the changes.

Learn More
Notice 20 Jun 2025 regulatory compliance, investment, etfs, stock market, exchange trading

📈NYSE American Proposes Rule Change for Options on ETFs

NYSE American LLC has filed a proposed rule change to amend the criteria for listing options on Exchange-Traded Fund shares, aiming to streamline regulations and enhance clarity. The changes align with practices on other exchanges, thereby improving the consistency and accessibility of options trading for market participants.

Learn More
Notice 16 Jun 2025 trading, regulation, cryptocurrency, stock market, digital assets

💰Nasdaq Proposes Listing Shares of Grayscale Polkadot Trust

The SEC is evaluating a proposed rule change from Nasdaq to list and trade shares of the Grayscale Polkadot Trust, which aims to reflect the value of DOT tokens. This initiative is subject to public comment and analysis regarding its compliance with securities regulations and investor protection standards.

Learn More
Notice 18 Feb 2025 sec, regulation, nasdaq, stock market, public offerings, ipos, liquidity requirements

📈Nasdaq Proposes Changes to Initial Listing Liquidity Requirements

The Securities and Exchange Commission published a notice regarding Nasdaq's proposed changes to modify initial listing liquidity requirements. These changes aim to require companies to satisfy Market Value of Unrestricted Publicly Held Shares based solely on the proceeds from their offerings, impacting initial public offerings and uplisting processes. The Commission is extending the review period for these changes, allowing time for consideration of the proposed rule.

Learn More
Regulatory Changes, Financial Compliance 23 Jan 2025 compliance, securities, financial regulations, nasdaq, delisting, stock market
Compliance, Financial Regulation 22 Jan 2025 compliance, sec, nyse, reverse stock split, investor protection, stock market