Notice
18 Feb 2025
sec, regulatory changes, nyse arca, securities trading, investor protection, trading hours
📈NYSE Arca Seeks Extended Trading Hours
NYSE Arca has filed amendments to extend trading hours, proposing new trading rules that increase access for investors by allowing trading from 1
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Notice
14 Feb 2025
securities trading, consumer privacy, regulatory compliance, cat nms plan, sec
🔒SEC Grants Exemptive Relief for Customer Data Reporting Requirements
The SEC has issued an order granting exemptive relief from certain reporting requirements under the CAT NMS Plan, specifically for names, addresses, and years of birth associated with transformed SSNs or ITINs. This decision aims to balance regulatory objectives with privacy concerns, enhancing data protection while retaining essential regulatory tools.
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Regulatory Compliance, Financial Implications
14 Jan 2025
price list, nyse, sec, securities trading, market regulations