Notice 15 Sep 2025 securities regulations, nyse arca, financial markets, compliance, trading fees

💰NYSE Arca Proposes Amendments to Equities Fees and Charges

The Securities and Exchange Commission published a notice regarding NYSE Arca's proposed changes to its Fee Schedule, including modifications to Ratio Threshold Fees. These changes aim to adjust trading fees and enhance market efficiency, allowing ETP Holders to participate more effectively in the trading platform. The amendments involve the elimination of certain fees and updates to the calculation methods for remaining fees.

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Notice 4 Aug 2025 financial services, risk management, options clearing corporation, clearing agencies, rwd plan, securities regulations

📊OCC's Proposed Changes to Recovery and Wind-Down Plan

The SEC approved the Options Clearing Corporation's proposed modifications to its Recovery and Wind-Down Plan, incorporating new regulatory compliance measures. These changes ensure clarity in core service continuity and outline staffing roles and interconnections essential for effective operational resilience during recovery or wind-down scenarios.

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