Notice 19 Mar 2025 trading rules, financial regulations, nasdaq, order entry protocol, securities law

📈Nasdaq Proposes CORE FIX Protocol

The SEC has announced the immediate effectiveness of Nasdaq's proposed rule change to introduce a new order entry protocol named "CORE FIX." This protocol caters to users of FIX who currently do not utilize its routing capabilities, aiming to streamline order handling and improve order latency without making substantive rule changes.

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Notice 24 Feb 2025 edgar, form id, securities law, compliance, sec, regulations, financial services

📝SEC Form ID Submission Extension for OMB Review

The SEC has initiated a request for an extension of Form ID, necessary for gaining access to the EDGAR electronic filing system. This form must be filed by individuals and organizations seeking to comply with federal securities laws, ensuring secure access to the Commission's data gathering and retrieval services. The regulation underscores the importance of maintaining up-to-date compliance with securities disclosures.

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