Notice 29 Sep 2025 investment company act, information collection, financial reporting, securities exchange commission, compliance

📊SEC Seeks Comments on Rule 30e-3 for Investment Companies

The SEC announces a proposed collection of information under Rule 30e-3, which allows registered investment companies to provide shareholder reports on their websites. This notice invites comments on the rule's necessity, burden estimates, and ways to improve the collection process, aiming to streamline shareholder communication and compliance.

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Notice 18 Sep 2025 securities exchange commission, memx, liquidity provision, trading fees, equities trading, financial regulation

📈MEMX Proposes New Fees Structure for Equities Trading

MEMX LLC has filed a proposed rule change to amend its equities transaction fee schedule, aiming to adjust criteria for liquidity provision tiers and introduce a new Tape B Volume Tier, incentivizing members to boost their order flow and enhance market quality. This initiative reflects the competitive nature of today's trading environments while aiming for equitable fee allocation.

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Notice 5 Sep 2025 securities exchange commission, us business, corporate governance, regulatory compliance, sec

📈SEC Notice on Information Collection Under Rule 14f-1 Review

The SEC has submitted a request for extension regarding the information collection under Rule 14f-1, which mandates disclosures about changes in majority directors for companies involved in certain securities transactions. This regulatory process allows for public comments and involves potential burdens on affected businesses.

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Notice 25 Aug 2025 compliance, trading, finance, bitcoin, securities exchange commission, etf, market regulations

📈SEC Notice on Changes to Bitcoin ETF Position and Exercise Limits

The SEC issued a notice regarding a proposed amendment to position and exercise limits for Bitcoin ETFs. This change aims to enhance trading volume and market competition by increasing the limits from 25,000 to 250,000 contracts, aligning regulations with other exchanges, and addressing potential market manipulation concerns.

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Notice 19 Aug 2025 regulation, nyse, securities exchange commission, cryptocurrency, digital assets, grayscale solana trust

📈SEC Notice on Proposed Rule Change for Grayscale Solana Trust

The SEC has published a notice regarding the proposed listing of shares of the Grayscale Solana Trust under NYSE Arca Rule 8.201-E. This marks a significant step for digital asset investment, as the Trust aims to provide a regulated exchange-traded product for the Solana digital asset, addressing market demands and compliance standards.

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Notice 13 Aug 2025 market data, securities exchange commission, fee discount, cboe edga, historical depth data

📊Cboe EDGA Offers 20% Discount on Historical Depth Data Fees

Cboe EDGA proposes a temporary 20% discount on fees for ad hoc purchases of Historical Depth Data, effective from July 30 to September 30, 2025. This incentive aims to broaden market data access for equity traders and investors, allowing them to analyze historical trends more cost-effectively.

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Notice 12 Aug 2025 trading rules, etfs, financial regulation, securities exchange commission, cboe, vix futures

📈SEC Considers Rule Changes for VIX Futures ETFs

The SEC is reviewing a proposal by Cboe BZX Exchange to modify trading rules for the 2x Long and -1x Short VIX Futures ETFs, including the elimination of a 10% participation cap. The Commission seeks public comments as it assesses the impact of these changes on market integrity and investor protection.

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Notice 11 Aug 2025 sponsored participants, timestamping service, market data, cboe, securities exchange commission, fees

📈Cboe Timestamping Service Rule Change for Sponsored Participants

The SEC has published a notice regarding the Cboe EDGX Exchange's proposed amendment to allow Sponsored Participants direct access to purchase timestamp reports. This rule change aims to streamline the data acquisition process and enhance market participants' trading insights by providing detailed order execution information without waiting for intermediary filtering.

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Notice 8 Aug 2025 financial market, regulation, securities exchange commission, etfs, bitcoin, options trading

📈Changes to Options Limits on Bitcoin ETFs Enhance Market Liquidity

The Securities and Exchange Commission has published a notice regarding proposed rule changes that amend position and exercise limits for options on specific Bitcoin-related ETFs. The amendments aim to increase liquidity in the market, decrease trading impediments, and enhance opportunities for investors and market makers to engage with these financial products.

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Notice 1 Aug 2025 regulatory, cboe, options trading, bitcoin, securities exchange commission, financial markets, etf

💼Cboe Approves Options Trading for VanEck Bitcoin ETF

The Cboe Exchange has received accelerated approval from the SEC to list and trade options on the VanEck Bitcoin ETF. This regulatory change is expected to facilitate increased trading activities and options strategies within the cryptocurrency market, enhancing liquidity and investment opportunities for market participants.

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