Notice 29 May 2025 regulatory compliance, finance, securities exchange, options, clearing corporation

📈Proposed Rule Change by Options Clearing Corporation (2025)

The SEC announces a proposed rule change by the Options Clearing Corporation (OCC) regarding the adoption of the Amended and Restated Participant Exchange Agreement. The changes aim to update operational practices, eliminate outdated provisions, and align with current laws and regulations affecting the clearing and settlement of equity options. The proposed amendments will ensure that OCC’s relationships with national securities exchanges are clearly defined and effectively managed.

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Notice 28 May 2025 regulatory compliance, cboe, securities exchange, fees, physical ports, market infrastructure

📈Cboe BZX Proposes Fee Increase for 10 Gb Physical Ports

The Cboe BZX Exchange has filed a notice proposing an increase in monthly fees for 10 Gb physical ports, citing the need to sustain and improve market technology and services. The proposed change aims to align fees with similar offerings from competitor exchanges while addressing historical inflation trends affecting operational costs.

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Notice 27 May 2025 regulation, cboe, market participants, securities exchange, connectivity fees, bzx, physical ports

💻Cboe BZX Proposes Increase in 10 Gb Physical Port Fees

The Cboe BZX Exchange has proposed an increase in the monthly fee for 10 Gb physical ports from $7,500 to $8,500. This increase is justified by the need to maintain and enhance market technology and is compared with fees from competitor exchanges to demonstrate its reasonableness.

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Notice 27 May 2025 financial regulations, securities exchange, business fees, cboe edgx, trading efficiency, dedicated cores

💻Cboe EDGX Proposes Fee Schedule Changes for Dedicated Cores

The Securities and Exchange Commission published a notice regarding Cboe EDGX Exchange's proposed changes to its fee schedule for Dedicated Cores. The amendments aim to improve operational efficiency by adopting fees for additional Dedicated Cores while allowing users two free cores. The proposal focuses on managing resource allocation fairly amidst increasing user demand.

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Notice 23 May 2025 sec, trading, regulatory compliance, finance, securities exchange, exchanges

🏛️SEC Notice on Consolidated Tape Association Amendment Filing

The SEC has published a notice regarding the immediate effectiveness of amendments to the Consolidated Tape Association and Consolidated Quotation Plans. These amendments primarily involve name changes for certain exchanges and aim to streamline regulatory compliance. Interested parties are invited to comment on the proposed changes, which reflect administrative updates essential for accurate market representation.

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Notice 6 May 2025 nyse, securities exchange, financial regulation, trading rules, debt securities

📈NYSE Proposes Rule Change for Trading Unlisted Debt Securities

The Securities and Exchange Commission has published a notice regarding the New York Stock Exchange's proposed amendments to Rules 1400 and 1401, aimed at enhancing the trading of unlisted debt securities on its NYSE Bonds platform. The proposed changes seek to expand trading options, improve regulatory compliance, and promote a competitive and transparent bond market.

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Notice 28 Apr 2025 regulation, nyse, market participants, securities exchange, connectivity fees, trading data

📊Proposed Rule Change for NYSE Texas Connectivity Fee Schedule

The SEC published a notice regarding NYSE Texas's proposed rule changes to amend its Fee Schedule for the Virtual Control Circuit service, enabling connections to various NYSE trading floors. This notice invites public comments and outlines the potential impacts of these changes on trading and connectivity services for market participants.

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Notice 17 Apr 2025 compliance, governance, regulation, financial services, securities exchange, securities and exchange commission, gix

📈GIX Registration as a National Securities Exchange Approved

The Securities and Exchange Commission has granted approval for Green Impact Exchange (GIX) to register as a national securities exchange, marking a new chapter in the regulation of securities trading. The text details the procedural history of GIX's application, necessary amendments, and the governance structure set to ensure compliance with federal securities laws.

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Notice 17 Apr 2025 regulatory compliance, securities exchange, options trading, ethereum, investment strategy

💰Exchange Rules Amended for Options on Ethereum-Based Funds

The Securities and Exchange Commission has published a notice regarding amendments to Miami International Securities Exchange rules, allowing the listing and trading of options on the Grayscale Ethereum Trust, Grayscale Ethereum Mini Trust, and Bitwise Ethereum ETF. This change aims to enhance market access and investment strategies for ether-based products, promoting investor participation in the growing cryptocurrency sector.

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Notice 17 Apr 2025 finance, securities exchange, liquidity, cboe edga, trading fee schedule, market quality

📈Cboe EDGA Exchange Launches NBBO Setter Program for Market Quality

The Cboe EDGA Exchange has proposed a rule change to amend its Fee Schedule by introducing an NBBO Setter Program aimed at enhancing market quality in illiquid securities. This program features new fee code SS and a Definitions section for clarity, offering rebates to traders who set a better National Best Bid and Offer (NBBO). It emphasizes the need for competitive pricing in a dynamic market environment.

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