Notice
28 Feb 2025
compliance, regulatory, securities, investment companies, securities depositories, financial sector
💼Rule 17f-4
The SEC issues a notice regarding the extension of Rule 17f-4, which governs the use of securities depositories by registered management investment companies. This rule outlines the conditions and reporting responsibilities associated with custodial arrangements, ensuring internal controls and financial reporting standards are met by custodians and funds dealing with securities depositories.
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