📈Proposed Rule Change for Basis Risk Haircut Charge by FICC
The Securities and Exchange Commission has announced a proposed rule change by the Fixed Income Clearing Corporation to add a basis risk haircut charge into margin models. The change aims to enhance the management of market risk associated with mortgage-backed securities and clarify methodologies in the QRM Methodology Document.
Learn More📈SEC Notice on Grayscale Cardano Trust Listing Proposal
The SEC issued a notice regarding NYSE Arca's proposed rule change to list and trade shares of the Grayscale Cardano Trust (ADA). The notice outlines the timeline for approval processes and comments from the public, reflecting ongoing regulatory considerations in the cryptocurrency market.
Learn More📈SEC Proposal for Cboe BZX Exchange to List Canary INJ ETF
The SEC has published a notice regarding a proposed rule change by Cboe BZX Exchange to list and trade shares of the Canary Staked INJ ETF. This proposal aims to allow investment in a new commodity-based trust that holds the INJ token, enhancing market access and potentially providing new trading opportunities for investors.
Learn More📈SEC Notice on WisdomTree XRP Fund Trading Rules
The SEC has published a notice concerning Cboe BZX Exchange's proposed rule change to list and trade shares of the WisdomTree XRP Fund. The notice highlights the extended period for the SEC’s decision-making process, allowing more time for consideration of the implications of this proposed trading rule in the cryptocurrency market.
Learn More📈SEC Extends Review Period for Canary PENGU ETF Trading Proposal
The SEC has designated a longer review period for the proposed rule change concerning the Canary PENGU ETF, allowing additional time to consider its implications. This follows multiple amendments to the initial filing by Cboe BZX Exchange, emphasizing the regulatory diligence surrounding the listing and trading of commodity-based trust shares.
Learn More📑SEC Notice on Rule 17a-7 Compliance Requirements
The SEC is requesting an extension for information collection under Rule 17a-7, requiring non-resident broker-dealers to maintain records in the U.S. This rule impacts their operational obligations and compliance costs, estimated at approximately $18,232 annually for the industry. Public comments on the necessity and burden of this information collection are invited.
Learn More📈Analysis of Proposed Cboe BZX Rule Change for TRX ETF
The Securities and Exchange Commission is considering a proposed rule change by Cboe BZX Exchange to list and trade shares of the Canary Staked TRX ETF. The proposal aims to allow the Trust to hold TRX and trade shares while seeking to track TRX's performance, raising discussions about regulatory compliance and investor protection.
Learn More📈SEC Notice on Third Point's Investment Company Exemption Application
The SEC provides a notice regarding an application from Third Point Private Capital LLC seeking exemption under the Investment Company Act to allow registered closed-end investment companies to issue various classes of shares. This application facilitates more flexible financial product offerings for business development companies.
Learn More📈SEC Notice on Joint Transactions for Investment Companies
The SEC has issued a notice regarding an application from Main Street Capital Corporation and others, seeking permission for joint transactions that would typically be prohibited under the Investment Company Act of 1940. The application aims to facilitate co-investment opportunities among business development companies and affiliated investment entities.
Learn More💵SEC Adjusts Registration Fee Rates for Fiscal Year 2026
The Securities and Exchange Commission has announced annual adjustments to the registration fee rates for fiscal year 2026. This includes a fee of $138.10 per million applicable to securities registration, reflecting changes based on inflation and aggregate maximum offering prices from previous fiscal years. The adjustments are designed to align collections with statutory targets.
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