Notice
9 May 2025
financial services, business compliance, investment companies, co-investment, sec regulations
📈SEC Notice on Co-Investment Application for Business Development Companies
The SEC issued a notice regarding an application by AGTB Fund Manager, LLC and others, seeking permission for certain business development companies and management investment companies to co-invest in portfolio companies. This aims to facilitate joint transactions that are otherwise prohibited under current law, highlighting regulatory considerations for investment firms.
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Notice
14 Mar 2025
nyse, options, trading rules, financial markets, etfs, sec regulations, commodity-based trust shares
📈NYSE Proposal to Allow Options on Commodity-Based Trust Shares
NYSE American has filed a proposed rule change to amend Rule 915, permitting options on Commodity-Based Trust Shares. This change aligns with existing regulations, aims to increase investment options, and enhance competition in the market. The initiative is expected to benefit investors by providing additional risk management tools through listed options.
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Regulatory Compliance, Investment Opportunities
30 Jan 2025
cboe, options trading, precious metals, etfs, sec regulations