Notice 18 Mar 2025 sec, nasdaq, rule change, financial regulation, self-regulatory organization

📈Nasdaq PHLX Rule Change on Liquidity Credit Impacting Members

The Securities and Exchange Commission announces a filing by Nasdaq PHLX LLC to amend Rule Equity 7, Section 3, which proposes the removal of a liquidity credit for member organizations. This proposed change is set for immediate effectiveness and invites public comments.

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Notice 17 Mar 2025 sec, rule change, financial regulation, etf, cryptocurrency, cboe bzx

📈SEC Extends Review Period for 21Shares Core Solana ETF Listing

The SEC has announced a longer review period for Cboe BZX's proposed rule change to list and trade shares of the 21Shares Core Solana ETF. Initially filed on January 28, 2025, this extension allows additional time for consideration of the proposal and related issues before a decision is made by May 19, 2025.

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Notice 4 Mar 2025 rule change, business compliance, nyse, regulation, securities

📈New Proposed Rule Change by NYSE National for ETP Holders

The Securities and Exchange Commission announces a proposed rule change from NYSE National, establishing a new Rule 10.7000 Series focused on the review and appeal of adverse actions. This new rule seeks to reinstate provisions inadvertently deleted in 2018 and includes important changes to application procedures and revocations relevant to ETP holders. Interested parties are invited to submit comments on the proposal.

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Notice 12 Feb 2025 rule change, nasdaq phlx, trading costs, sec, options regulatory fee

📈Delay in Options Regulatory Fee Implementation by Nasdaq PHLX

The Securities and Exchange Commission issued a notice regarding Nasdaq PHLX's proposal to delay the implementation of a new Options Regulatory Fee and its methodology. The proposed changes are set to affect the effective date and fee structure, providing businesses with updated operational cost insights in the options market.

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Compliance, Financial Impact 31 Jan 2025 compliance, exchange, securities, fees, rule change, testing systems
Compliance, Regulatory Requirements 23 Jan 2025 sec, financial regulations, rule change, national securities clearing corporation, depositary trust company
Regulatory, Compliance 21 Jan 2025 compliance, securities, nyse, rule change, exchange commission
Regulatory Compliance, Financial Implications 10 Jan 2025 sec, nyse arca, rule change, trading costs, equities fees
Regulatory Compliance, Financial Services 8 Jan 2025 compliance, securities, financial regulations, nasdaq, rule change
Regulatory Notice 2 Jan 2025 nasdaq phlx, options trading, rule change, sec, securities regulation