Notice 14 Jul 2025 sec, securities, rule change, financial regulation, etf, cboe bzx

📈SEC Extends Decision Period for Proposed Canary Staked TRX ETF Rule Change

The SEC has announced an extended period for reviewing the proposed rule change by Cboe BZX Exchange to list and trade shares of the Canary Staked TRX ETF. This extension allows for further consideration of the implications and any issues raised in the proposal, impacting stakeholders in the financial markets.

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Notice 9 Jul 2025 compliance, securities, financial services, rule change, nscc

📈NSCC Proposes Rule Change to Decommission Exemptions and Accounts

The NSCC has proposed a rule change to decommission Level 2 Exemptions and Fully-Paid-For Accounts in its Continuous Net Settlement (CNS) system. This move aims to streamline operations and allocate resources more effectively, identifying the functionalities as underutilized amidst ongoing modernization efforts.

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Notice 16 Jun 2025 sec, trading, rule change, memx, fee schedule, financial industry, equities

💹MEMX Proposes Non-Display Add Tier 3 Fee Schedule Changes

MEMX LLC filed a proposed rule change with the SEC to amend its fee schedule by introducing a new tier, Non-Display Add Tier 3. This tier aims to enhance rebates for certain executing orders, fostering a competitive trading environment and incentivizing members to increase liquidity. The changes are designed to attract more order flow to the exchange, impacting trading costs and strategies.

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Notice 13 Jun 2025 sec, regulation, finance, rule change, options, miami international securities exchange, etf, uit

📈SEC Notice on Miami Exchange Rule 1327 for Options Transfers

The SEC published a notice on the Miami International Securities Exchange's proposed Rule 1327, which aims to allow in-kind exchanges of options positions and ETF shares. This rule change addresses current limitations on transfers, potentially improving tax efficiency and operational capabilities for investment vehicles like ETFs and UITs, ultimately benefiting investors.

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Notice 30 May 2025 regulatory compliance, cboe, rule change, securities exchange commission, financial markets, edga

📊Cboe EDGA Exchange Proposed Rule Change

The Securities and Exchange Commission announces the immediate effectiveness of a proposed rule change by Cboe EDGA Exchange regarding public disclosure of data sources used for order handling, routing, execution, and compliance. The amendment reflects the name change of NYSE Chicago to NYSE Texas, promoting greater clarity and transparency in the exchange's operations. Comments from the public are solicited for further input.

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Notice 5 May 2025 sec, rule change, cryptocurrency, cboe bzx exchange, staking, fidelity ethereum fund

💹Cboe BZX Exchange Proposes Rule Change for Fidelity Ethereum Fund

The Cboe BZX Exchange has filed a proposed rule change with the SEC to amend the regulations governing the listing and trading of Fidelity Ethereum Fund shares, allowing for staking. The SEC has extended the review period for this proposal to ensure thorough consideration of its potential impact and issues raised.

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Notice 18 Apr 2025 sec, trading, regulations, cboe, rule change, asset management, bitcoin fund

📈SEC Extends Review Period for WisdomTree Bitcoin Fund Rule Change

The SEC has issued a notice regarding an extension on the review period for a proposed rule change by the Cboe BZX Exchange, which seeks to amend regulations governing the listing and trading of shares in the WisdomTree Bitcoin Fund, specifically to enable in-kind creations and redemptions.

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Notice 18 Mar 2025 sec, nasdaq, rule change, financial regulation, self-regulatory organization

📈Nasdaq PHLX Rule Change on Liquidity Credit Impacting Members

The Securities and Exchange Commission announces a filing by Nasdaq PHLX LLC to amend Rule Equity 7, Section 3, which proposes the removal of a liquidity credit for member organizations. This proposed change is set for immediate effectiveness and invites public comments.

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Notice 17 Mar 2025 sec, rule change, financial regulation, etf, cryptocurrency, cboe bzx

📈SEC Extends Review Period for 21Shares Core Solana ETF Listing

The SEC has announced a longer review period for Cboe BZX's proposed rule change to list and trade shares of the 21Shares Core Solana ETF. Initially filed on January 28, 2025, this extension allows additional time for consideration of the proposal and related issues before a decision is made by May 19, 2025.

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Notice 4 Mar 2025 regulation, securities, nyse, business compliance, rule change

📈New Proposed Rule Change by NYSE National for ETP Holders

The Securities and Exchange Commission announces a proposed rule change from NYSE National, establishing a new Rule 10.7000 Series focused on the review and appeal of adverse actions. This new rule seeks to reinstate provisions inadvertently deleted in 2018 and includes important changes to application procedures and revocations relevant to ETP holders. Interested parties are invited to submit comments on the proposal.

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