Notice 3 Sep 2025 sec, cboe, options trading, rule change, bitcoin, financial regulation

📈SEC Notice on Cboe Bitcoin ETF Options Rule Change

The SEC announced a longer review period for Cboe Exchange's proposed rule change to list new P.M.-settled options on the Bitcoin U.S. ETF Index. The proposal includes modifications for various expiration types and is currently under further consideration after multiple amendments. The Commission aims to ensure thorough evaluation before issuing a final decision.

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Notice 3 Sep 2025 securities exchange, rule change, financial regulation, miami international securities exchange, member compensation, operational error

💰MIAX Sapphire Proposes Accommodation Payment Following Operational Error

The Securities and Exchange Commission has published notice regarding MIAX Sapphire’s proposal to amend Exchange Rule 527, offering a one-time accommodation payment to members affected by an operational error on June 3, 2025. This initiative aims to mitigate financial losses incurred by members during the incident, ensuring fair and equitable treatment within the trading environment.

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Notice 25 Aug 2025 sec, regulation, securities, options trading, rule change, mx2

📈SEC Extends Decision Period for MX2 Options Trading Rules

The Securities and Exchange Commission (SEC) has published a notice regarding MX2 LLC's proposed rule change to govern the trading of options on a new facility named MX2 Options. The notice indicates an extended timeframe for the SEC to review and act on this proposal to ensure thorough consideration.

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Notice 18 Jul 2025 compliance, rule change, securities regulation, miami, options exchange

📜MIAX Sapphire Proposes Changes to Options Exchange Rulebook

The Securities and Exchange Commission has published a notice from MIAX Sapphire, LLC regarding a proposed rule change to amend its Rulebook title and headers. The changes aim to ensure consistency with affiliated exchanges, intending to enhance clarity and alignment across the board, thereby improving investor protections and trading principles.

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Notice 14 Jul 2025 sec, securities, rule change, financial regulation, etf, cboe bzx

📈SEC Extends Decision Period for Proposed Canary Staked TRX ETF Rule Change

The SEC has announced an extended period for reviewing the proposed rule change by Cboe BZX Exchange to list and trade shares of the Canary Staked TRX ETF. This extension allows for further consideration of the implications and any issues raised in the proposal, impacting stakeholders in the financial markets.

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Notice 9 Jul 2025 compliance, securities, financial services, rule change, nscc

📈NSCC Proposes Rule Change to Decommission Exemptions and Accounts

The NSCC has proposed a rule change to decommission Level 2 Exemptions and Fully-Paid-For Accounts in its Continuous Net Settlement (CNS) system. This move aims to streamline operations and allocate resources more effectively, identifying the functionalities as underutilized amidst ongoing modernization efforts.

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Notice 16 Jun 2025 sec, trading, rule change, memx, fee schedule, financial industry, equities

💹MEMX Proposes Non-Display Add Tier 3 Fee Schedule Changes

MEMX LLC filed a proposed rule change with the SEC to amend its fee schedule by introducing a new tier, Non-Display Add Tier 3. This tier aims to enhance rebates for certain executing orders, fostering a competitive trading environment and incentivizing members to increase liquidity. The changes are designed to attract more order flow to the exchange, impacting trading costs and strategies.

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Notice 13 Jun 2025 sec, regulation, finance, rule change, options, miami international securities exchange, etf, uit

📈SEC Notice on Miami Exchange Rule 1327 for Options Transfers

The SEC published a notice on the Miami International Securities Exchange's proposed Rule 1327, which aims to allow in-kind exchanges of options positions and ETF shares. This rule change addresses current limitations on transfers, potentially improving tax efficiency and operational capabilities for investment vehicles like ETFs and UITs, ultimately benefiting investors.

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Notice 30 May 2025 regulatory compliance, cboe, rule change, securities exchange commission, financial markets, edga

📊Cboe EDGA Exchange Proposed Rule Change

The Securities and Exchange Commission announces the immediate effectiveness of a proposed rule change by Cboe EDGA Exchange regarding public disclosure of data sources used for order handling, routing, execution, and compliance. The amendment reflects the name change of NYSE Chicago to NYSE Texas, promoting greater clarity and transparency in the exchange's operations. Comments from the public are solicited for further input.

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Notice 5 May 2025 rule change, sec, fidelity ethereum fund, staking, cryptocurrency, cboe bzx exchange

💹Cboe BZX Exchange Proposes Rule Change for Fidelity Ethereum Fund

The Cboe BZX Exchange has filed a proposed rule change with the SEC to amend the regulations governing the listing and trading of Fidelity Ethereum Fund shares, allowing for staking. The SEC has extended the review period for this proposal to ensure thorough consideration of its potential impact and issues raised.

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