Notice 10 Jun 2025 compliance, exchange, regulation, finance, securities, cboe, retail orders, equities

📈Cboe EDGX Amendments for Retail Orders in Principal Capacity

The Cboe EDGX Exchange proposes to amend its rules to allow Retail Member Organizations to enter retail orders in a principal capacity. This change aims to improve execution prices for retail customers and requires RMOs to adopt new compliance measures, enhancing market efficiency and competition while fostering better trading conditions for individual investors.

Learn More
Notice 20 Mar 2025 securities, regulations, retail orders, price improvement, nyse, trading

📈NYSE Proposes Amendments to Enhance Retail Order Routing

The Securities and Exchange Commission has published a notice regarding NYSE National, Inc.'s proposed amendments to Rules 7.37 and 7.44. These changes introduce an optional retail routing strategy aimed at improving order execution and liquidity, providing additional opportunities for price improvement in the retail trading sector.

Learn More