Rule
1 Jul 2025
sec, regulatory compliance, financial services, broker-dealer, amendments, customer protection, reserve computation
📊SEC Extends Compliance Date for Broker-Dealer Reserve Computations
The Securities and Exchange Commission ("Commission") is extending the compliance date for the recently adopted amendments that require certain broker-dealers to perform daily reserve computations and make required deposits into their reserve bank accounts daily rather than weekly by six months from December 31, 2025, to June 30, 2026.
Learn More