Notice
17 Jul 2025
regulatory compliance, etfs, investment funds, portfolio management
📈NYSE Arca's Proposed Rule Change on Managed Portfolio Shares
The notice outlines NYSE Arca's filing for a proposed rule change regarding Managed Portfolio Shares which includes amendments allowing for Custom Baskets in investments. This change aims to enhance flexibility for fund managers and align operations with the updated exemptive relief terms, promoting competition and market efficiency.
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Notice
3 Jun 2025
sec, regulatory compliance, investment companies, co-investment, portfolio management
💼SEC Notice on Co-Investment Application for Business Development Companies
The SEC released a notice regarding the Coller Secondaries Private Equity Opportunities Fund's application for co-investment permissions under the Investment Company Act. This allows specified investment companies to collaborate on investments, enhancing their operational flexibility and potential funding strategies. Interested parties can request a hearing regarding this application.
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