Notice 8 Apr 2025 operational loss fee, financial regulations, options clearing corporation, securities and exchange commission, clearing members, capital management policy

📈OCC Proposes Change to Operational Loss Fee Schedule

The SEC published notice about OCC's proposed rule change to modify the maximum aggregate Operational Loss Fee in its fee schedule. This adjustment aligns with OCC's Capital Management Policy to maintain liquidity and solvency thresholds, reflecting updated operating expenses based on the 2025 budget, ensuring financial integrity for Clearing Members.

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Notice 11 Mar 2025 compliance, financial services, securities regulation, options clearing corporation, clearing members

📜Proposed Rule Changes by Options Clearing Corporation Effectiveness Notice

The SEC announces the immediate effectiveness of proposed rule changes by the Options Clearing Corporation regarding updates to contracts and forms governing relationships with Clearing Members. These changes reflect recent OCC approvals and aim to align with current business processes while ensuring compliance with existing rules. Public comments are invited on the proposed changes.

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Notice 26 Feb 2025 liquidity facility, options clearing corporation, repo agreement, financial regulation, liquidity risk management

💰OCC Proposes Changes to Master Repurchase Agreement for Liquidity

The Options Clearing Corporation has filed an advance notice regarding proposed amendments to a Master Repurchase Agreement, aimed at enhancing its liquidity facilities. These changes include modifications that would allow limited rehypothecation to expand funding sources and improve risk management in line with regulatory standards. The notice invites public comments concerning the proposed changes.

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Notice 24 Feb 2025 sec, options clearing corporation, financial regulation, proposed rule change, clearing fees

❌OCC Withdraws Proposed Fee Rule Change Notice

The Securities and Exchange Commission published a notice regarding the Options Clearing Corporation's withdrawal of a proposed rule change to update its schedule of fees. The change would have increased per contract clearing fees and removed a flat transaction fee but was ultimately withdrawn before implementation.

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Notice 24 Feb 2025 regulatory change, fees, securities and exchange commission, financial impact, options clearing corporation

💰Proposed Fee Changes by OCC

The Options Clearing Corporation has filed a proposed rule change with the Securities and Exchange Commission to update its schedule of clearing fees. This includes an increase in the per contract clearing fee and the removal of a flat transaction fee, aimed at addressing anticipated cash flow needs based on various financial forecasts. The notice invites public comments regarding these changes.

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Regulation, Compliance 31 Jan 2025 compliance, sec, risk management, options clearing corporation, financial regulation, securities exchange commission
Regulatory Compliance, Financial Management 22 Jan 2025 risk management, options clearing corporation, margin requirements, financial regulation, intraday trading
Compliance, Financial Regulations 22 Jan 2025 regulatory changes, risk management, options clearing corporation, margin requirements, clearing fund
Compliance, Financial Regulations 6 Jan 2025 volatility, financial regulations, securities, options clearing corporation, margin requirements