Notice 29 Aug 2025 regulatory compliance, treasury, financial institutions, occ, asset securitization

📄OCC Notice on Asset Securitization Activities Information Collection

The OCC, as part of its continuing effort to reduce paperwork and respondent burden, invites comment on a continuing information collection, as required by the Paperwork Reduction Act of 1995 (PRA). In accordance with the requirements of the PRA, the OCC may not conduct or sponsor, and the respondent is not required to respond to, an information collection unless it displays a currently valid Office of Management and Budget (OMB) control number. The OCC is soliciting comment concerning the renewal of its information collection titled, "Interagency Guidance on Asset Securitization." The OCC also is giving notice that it has sent the collection to OMB for review.

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Notice 28 Aug 2025 compliance, treasury, financial regulation, municipal securities, occ, government securities

📄OCC Notice on Municipal Securities Dealers Information Collection

The OCC, as part of its continuing effort to reduce paperwork and respondent burden, invites comment on a continuing information collection, as required by the Paperwork Reduction Act of 1995 (PRA). In accordance with the requirements of the PRA, the OCC may not conduct or sponsor, and the respondent is not required to respond to, an information collection unless it displays a currently valid Office of Management and Budget (OMB) control number. The OCC is soliciting comment concerning the renewal of its information collection titled, "Municipal Securities Dealers and Government Securities Brokers and Dealers--Registration and Withdrawal." The OCC also is giving notice that it has sent the collection to OMB for review.

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Notice 25 Aug 2025 compliance, information collection, regulation, treasury, community banks, occ

🏦OCC Community Banks Survey Information Collection Details

The OCC, as part of its continuing effort to reduce paperwork and respondent burden, invites comment on a continuing information collection, as required by the Paperwork Reduction Act of 1995 (PRA). In accordance with the requirements of the PRA, the OCC may not conduct or sponsor, and the respondent is not required to respond to, an information collection unless it displays a currently valid Office of Management and Budget (OMB) control number. The OCC is soliciting comment concerning a revision to its information collection titled, "Survey of OCC-Supervised Community Banks." The OCC also is giving notice that it has sent the collection to OMB for review.

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Notice 21 Aug 2025 compliance, information collection, banking, treasury, occ, lending limits

📊Notice on Information Collection Renewal for Lending Limits

The OCC, as part of its continuing effort to reduce paperwork and respondent burden, invites comment on a continuing information collection, as required by the Paperwork Reduction Act of 1995 (PRA). In accordance with the requirements of the PRA, the OCC may not conduct or sponsor, and the respondent is not required to respond to, an information collection unless it displays a currently valid Office of Management and Budget (OMB) control number. The OCC is soliciting comment concerning the renewal of its information collection titled, "Lending Limits." The OCC also is giving notice that it has sent the collection to OMB for review.

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Notice 25 Jul 2025 regulatory compliance, consumer protection, financial services, occ, reverse mortgage

🏠OCC Seeks Comments on Reverse Mortgage Compliance Guidance

The OCC, as part of its continuing effort to reduce paperwork and respondent burden, invites comment on a continuing information collection, as required by the Paperwork Reduction Act of 1995 (PRA). In accordance with the requirements of the PRA, the OCC may not conduct or sponsor, and the respondent is not required to respond to, an information collection unless it displays a currently valid Office of Management and Budget (OMB) control number. The OCC is soliciting comment concerning the renewal of its information collection titled, "Reverse Mortgage Products: Guidance for Managing Compliance and Risks" (Guidance). The OCC also is giving notice that it has sent the collection to OMB for review.

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Notice 25 Jul 2025 sec, regulations, financial services, options trading, by-laws, occ, adjustment rules

📈Updates to Options Clearing Corporation By-Laws and Regulatory Changes

The Securities and Exchange Commission publishes a notice regarding proposed rule changes by The Options Clearing Corporation to amend its By-Laws, allowing Clearing Members to submit adjustments to positions for any purpose permissible under Exchange rules. This change aims to harmonize OCC's regulations with Exchange standards and facilitate clearer operational processes for market participants.

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Notice 18 Jul 2025 compliance, information collection, treasury, appraisal, occ, dodd-frank

📝OCC Seeks Comments on Appraisal Complaint Form Renewal

The OCC, as part of its continuing effort to reduce paperwork and respondent burden, invites comment on a continuing information collection, as required by the Paperwork Reduction Act of 1995 (PRA). In accordance with the requirements of the PRA, the OCC may not conduct or sponsor, and the respondent is not required to respond to, an information collection unless it displays a currently valid Office of Management and Budget (OMB) control number. The OCC is soliciting comment concerning the renewal of its information collection titled, "Interagency Appraisal Complaint Form." The OCC also is giving notice that it has sent the collection to OMB for review.

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Notice 16 Jul 2025 regulatory compliance, risk management, securities exchange, financial markets, exchanges, occ, options clearing

📈OCC Rule Change Proposal for Options Clearing Agreement Approved

The proposed rule change involves the adoption of a new Participant Exchange Agreement by the Options Clearing Corporation (OCC), replacing the outdated version. This update aims to align the terms with current regulations and practices while addressing financial risks and enhancing operational efficiency between the OCC and national securities exchanges.

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Notice 26 Jun 2025 compliance, regulations, information collection, banking, treasury, occ, market risk

📊OCC Notice on Market Risk Information Collection Renewal

The OCC, as part of its continuing effort to reduce paperwork and respondent burden, invites comment on a continuing information collection, as required by the Paperwork Reduction Act of 1995 (PRA). In accordance with the requirements of the PRA, the OCC may not conduct or sponsor, and the respondent is not required to respond to, an information collection unless it displays a currently valid Office of Management and Budget (OMB) control number. The OCC is soliciting comment concerning the renewal of its information collection titled, "Market Risk." The OCC also is giving notice that it has sent the collection to OMB for review.

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Notice 23 Jun 2025 compliance, treasury, municipal securities, occ, government securities

📊OCC Seeks Comments on Municipal Securities Dealers Registration

The OCC, as part of its continuing effort to reduce paperwork and respondent burden, invites comment on a continuing information collection, as required by the Paperwork Reduction Act of 1995 (PRA). In accordance with the requirements of the PRA, the OCC may not conduct or sponsor, and the respondent is not required to respond to, an information collection unless it displays a currently valid Office of Management and Budget (OMB) control number. The OCC is soliciting comment concerning the renewal of its information collection titled, "Municipal Securities Dealers and Government Securities Brokers and Dealers--Registration and Withdrawal."

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