Notice 18 Jul 2025 compliance, regulation, securities, nyse american, underwriting

📈NYSE American Proposes Rule Change for Limited Underwriting Members

The NYSE American proposes a rule change establishing a new category of Limited Underwriting Members to optimize the underwriting process for companies seeking initial listings. The change focuses on enhancing regulatory compliance and ensuring that underwriters meet specific membership criteria, aiming to bolster integrity in the capital markets.

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Notice 14 Jul 2025 compliance, securities, nyse american, fees, consolidated audit trail, industry members

💵NYSE American Implements New Fee Structure for 2025

The SEC announces NYSE American's proposed rule change to implement CAT Fee 2025-2, designed to cover the budgeted costs for the operation of the Consolidated Audit Trail from July to December 2025. The new fee structure affects transactions by Industry Members through a modest rate per executed equivalent share, contributing to financial transparency within the market.

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Notice 14 Jul 2025 regulatory change, securities exchange, connectivity fees, nyse american, third party data

📈NYSE American Announces Changes to Connectivity Fee Schedule

The Securities and Exchange Commission published a notice from NYSE American regarding a proposed rule change to amend the Connectivity Fee Schedule for third-party systems and data feeds. This change aims to expand access and clarify fee structures for businesses utilizing these connectivity options, responding to user demand for varied data services while maintaining competitive pricing.

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Notice 23 Jun 2025 sec, regulation, finance, securities, investment, nyse american, cryptocurrency

💰SEC Extends Review Period for Grayscale Bitcoin Trust Options

The Securities and Exchange Commission (SEC) has announced a longer review period for the proposed rule change by NYSE American LLC, focused on allowing FLEX options on the Grayscale Bitcoin Trust. The decision is part of a regulatory process that aims to provide the SEC with adequate time to assess the implications of this financial product.

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Notice 1 May 2025 regulation, securities, nyse american, options trading, commodity-based trust shares

📈SEC Notice on NYSE American Options Trading Rule Change

The SEC has acknowledged a proposed rule change by NYSE American LLC to amend Rule 915, allowing the listing and trading of options on Commodity-Based Trust Shares. The Commission has extended its review period to ensure a thorough evaluation of the implications associated with this significant amendment.

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Notice 24 Apr 2025 nyse american, options trading, market liquidity, financial regulation, floor brokers

📈NYSE American Waives Options Fee Cap for April 2025

The NYSE American proposes to waive the combined cap on Floor Broker credits for QCC trades for April 2025, encouraging continued order flow to the Exchange amidst heightened market activity. This adjustment aims to enhance liquidity and incentivize brokers to maintain transactions on the Exchange, thereby improving market quality for participants.

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Notice 14 Mar 2025 regulatory compliance, nyse american, financial implications, port fees, trading costs

💰NYSE American Proposes Rule Change to Increase Port Fees

The Securities and Exchange Commission has published a notice regarding NYSE American LLC's proposed rule change to increase port fees and remove the open outcry port fee discount. This change is effective immediately and aims to adjust the Fee Schedule, with an invitation for public comments.

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Compliance, Financial Regulations 30 Jan 2025 sec, regulatory compliance, financial services, nyse american, options regulatory fee
Regulatory Compliance, Financial Regulation 23 Jan 2025 compliance, securities, nyse american, delisting, reverse stock split
Compliance, Financial Impact 3 Jan 2025 market data, business regulation, connectivity fees, nyse american, trading floors, data connectivity