Notice
19 Sep 2025
compliance, securities regulation, nonbank msbsp, risk management, financial services, capital requirements
📊Regulatory Compliance for Nonbank Major SWAP Participants Under Rule 18a-2
The SEC is proposing an extension for information collection under Rule 18a-2, which mandates nonbank major security-based swap participants to establish robust risk management systems and comply with specific capital requirements, ultimately ensuring market stability amid substantial operational risks.
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