Notice 11 Jul 2025 sec, fees, financial regulation, audit trail, miami, nms

💼Proposed Rule Change for CAT Fee 2025-2 Impacting Industry Members

The Securities and Exchange Commission announced the immediate effectiveness of a proposed rule change by MIAX Emerald, which amends the fee schedule to introduce a new fee for industry members related to the National Market System Plan governing the Consolidated Audit Trail. The fee aims to recover budgeted costs for the operation of the consolidated audit trail over a specific period.

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Notice 17 Jun 2025 compliance, sec, regulation, securities, financial reporting, nms

📈Proposed Amendments to Rule 605 of Regulation NMS and Business Impact

The Securities and Exchange Commission announces proposed amendments to the National Market System Plan under Rule 605 of Regulation NMS, aiming to modernize execution quality reporting. These changes will include expanded reporting for multiple entities, updated data fields, and the introduction of new summary reports to enhance market transparency and compliance.

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